PERIWINKLE TRADING LLC
Adviser information for PERIWINKLE TRADING LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
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No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-115061 |
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SEC ERA File Number | 802-115061 |
SEC CIK Numbers | None |
SEC CRD Numbers | 298876 |
Legal Entity Identifier | None |
Principal Office
1050 30TH STREET NWWASHINGTON
DC
United States
Monday - Friday, 9:00 A.M.TO 5:00 P.M.
Tel: (858) 342-7367, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
PERIWINKLE VENTURES FUND II LLC | Hedge Fund | $31.9M | $0.1M | 10 |
PERIWINKLE VENTURES INSTITUTIONAL FUND II LLC | Hedge Fund | $51.9M | $0.1M | 8 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SMALLWOOD, SCOTT, RICHMOND | Individual | – | PRESIDENT | 06/2017 | 50-75% |
Smallwood, Carol Anne | Individual | – | OWNER | 06/2017 | 10-25% |
Marshall, Marsh, S. | Individual | – | CHIEF OPERATING OFFICER | 06/2017 | < 5% |
WEYMOUTH, KRISTA, LEITH | Individual | – | CHIEF FINANCIAL OFFICER | 12/2020 | < 5% |
LEITH REGAN FAMILY PARTNERS, LLC | Domestic Entity | – | MEMBER | 03/2021 | 10-25% |
REGAN, JAMES, SUTTON | Individual | 2002 CHILDRENS TRUST FBO JAMES S REGAN III | TRUSTEE | 01/2002 | |
2002 CHILDRENS TRUST FBO JAMES S REGAN III | Domestic Entity | LEITH REGAN FAMILY PARTNERS, LLC | MEMBER | 01/2002 | > 75% |