PEARL DIVER CLO OPPORTUNITY 2014 GP LTD.
Adviser information for PEARL DIVER CLO OPPORTUNITY 2014 GP LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Guernsey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-115090 |
|---|---|
| SEC ERA File Number | 802-115090 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301388 |
| Legal Entity Identifier | 213800UFR9E6EH11BF |
Principal Office
BNP PARIBAS HOUSEST. JULIAN'S AVENUE
ST. PETER PORT
Guernsey
Monday - Friday, 9AM-5PM
Tel: +44 (0) 1481 750800, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| PEARL DIVER CAPITAL LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| PEARL DIVER CLO OPPORTUNITY 2017 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2017-A GP LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2018 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2018-M GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2019 GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY 2021 GP LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER CLO OPPORTUNITY EMPIRE GP LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER FLOATING RATE GLOBAL INCOME GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| PEARL DIVER NAUTILUS MASTER GP LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAKRABORTY, CHANDRAJIT | Individual | PEARL DIVER CAPITAL HOLDINGS LTD | OWNER | 10/2008 | 25-50% |
| PEARL DIVER CAPITAL HOLDINGS LTD | Foreign Entity | – | OWNER | 11/2013 | > 75% |
| BASU, INDRANIL | Individual | PEARL DIVER CAPITAL HOLDINGS LTD | OWNER | 10/2008 | 25-50% |
| CICAP LIMITED | Foreign Entity | PEARL DIVER CAPITAL HOLDINGS LTD | OWNER | 01/2016 | 25-50% |
| COLLER, JEREMY, JOSEPH | Individual | CICAP LIMITED | OWNER | 10/1993 | > 75% |
| GUILBERT, PAUL, G | Individual | – | DIRECTOR | 11/2013 | < 5% |
| HODGETTS, KATY, VICTORIA | Individual | – | DIRECTOR | 01/2021 | < 5% |
| MACKNIGHT, SARAH, JANE | Individual | – | DIRECTOR | 05/2022 | < 5% |