LIFEROC, LLC
Adviser information for LIFEROC, LLC last updated from Form ADV on January 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 802-115095 |
|---|---|
| SEC ERA File Number | 802-115095 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301178 |
| Legal Entity Identifier | None |
Principal Office
19000 MACARTHUR BLVD.#450
IRVINE
CA
United States
Monday - Friday, 9:00AM-5:00PM
Tel: 800-490-9306, Fax: (310) 545-2605
Chief Compliance Officer
AARON GIROUX
CHIEF EXECUTIVE OFFICER
19000 MACARTHUR BLVD.
#450
IRVINE
CA
United States
Tel:
310-819-9484
Fax:
310-545-2605
A****@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LRCFP V1, LLC | Private Equity Fund | $0.1M | $0.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIROUX, AARON | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 03/2019 | < 5% |
| MARZ, BRANDON, ETHAN | Individual | – | CSO AND MANAGER | 03/2019 | < 5% |
| GIROUX, AARON | Individual | GIROUX CAPITAL PARTNERS, LLC | MANAGING MEMBER | 03/2019 | 25-50% |
| GIROUX CAPITAL PARTNERS, LLC | Domestic Entity | – | MEMBER | 03/2019 | 50-75% |
| GIROUX SEPARATE PROPERTY TRUST | Domestic Entity | GIROUX CAPITAL PARTNERS, LLC | MEMBER | 03/2019 | 25-50% |
| MARZ FINANCIAL ENTERPRISES LLC | Domestic Entity | – | MEMBER | 05/2019 | 25-50% |
| MARZ, BRANDON, ETHAN | Individual | MARZ FINANCIAL ENTERPRISES LLC | MANAGING MEMBER | 05/2019 | > 75% |