CAPRIA VENTURES LLC
Adviser information for CAPRIA VENTURES LLC last updated from Form ADV on March 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-115185 |
|---|---|
| SEC ERA File Number | 802-115185 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 284129 |
| Legal Entity Identifier | None |
Principal Office
1200 WESTLAKE AVE N, SUITE 510SEATTLE
WA
United States
Monday - Friday, 9AM - 5PM
Tel: (206) 880-0360, Fax: None
Websites
Chief Compliance Officer
RICHARD DAVID RICHARDS
MANAGER & MANAGING PARTNER
1200 WESTLAKE AVE N, SUITE 510
SEATTLE
WA
United States
Tel:
(206) 880-0360
D****@********C
(Full email address available in API data)
Industry Affiliates
| CAPRIA II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPRIA MANAGER LLC | Sponsor, GP, manager of pooled investment vehicles |
| CAPRIA OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| USF GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| USF II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| UVOF I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAPRIA FUND II, LP | Venture Capital Fund | $20.2M | $0.1M | 30 |
| CAPRIA FUND LLC | Venture Capital Fund | $58.0M | $0.1M | 36 |
| CAPRIA OPPORTUNITIES, LP - 5C NETWORK SERIES | Venture Capital Fund | $0.7M | $0.1M | 1 |
| CAPRIA OPPORTUNITIES, LP - AWIGN SERIES | Venture Capital Fund | $2.2M | $0.1M | 6 |
| CAPRIA OPPORTUNITIES, LP - BETTERPLACE SERIES | Venture Capital Fund | $1.2M | $0.1M | 10 |
| UNITUS SEED FUND II, LP | Venture Capital Fund | $40.5M | $0.1M | 44 |
| UNITUS SEED FUND, LP | Venture Capital Fund | $48.2M | $0.1M | 52 |
| UNITUS VENTURES OPPORTUNITIES FUND I, LP | Venture Capital Fund | $6.1M | $0.1M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| RICHARDS, RICHARD, DAVID | Individual | – | MEMBER, MANAGER, MANAGING PARTNER AND CHIEF COMPLIANCE OFFICER | 07/2012 | 50-75% |
| Poole, William | Individual | – | MANAGER AND MANAGING PARTNER | 07/2012 | < 5% |
| POOLINGER FAMILY LP | Domestic Entity | – | MEMBER | 07/2012 | 50-75% |
| Poole, William | Individual | POOLINGER FAMILY LP | LIMITED PARTNER | 07/2012 | > 75% |
| Levinger, Janet, L. | Individual | POOLINGER FAMILY LP | LIMITED PARTNER | 07/2012 | > 75% |
| POOLINGER MANAGEMENT COMPANY LLC | Domestic Entity | POOLINGER FAMILY LP | GENERAL PARTNER | 07/2012 |