DWS INVESTMENT S.A.
Adviser information for DWS INVESTMENT S.A. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Luxembourg |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
2, BOULEVARD KONRAD ADENAUERLUXEMBOURG, LUXEMBOURG
Luxembourg
Monday - Friday, 9-18H
Tel: 35242101860, Fax: None
Chief Compliance Officer
SEBASTIAN GLADOS
2, BLVD KONRAD ADENAUER
LUXEMBOURG
Luxembourg
Tel:
+352 / 42101-860
S***************@*****M
(Full email address available in API data)
Industry Affiliates
| DEUTSCHE ALTERNATIVE ASSET MANAGEMENT (UK) LIMITED | Other investment adviser, including financial planners |
| DEUTSCHE BANK (SUISSE) SA | Other investment adviser, including financial plannersBanking or thrift institution |
| DEUTSCHE BANK AG | Broker-dealer, municipal securities dealer, or gov securities broker or dealerRegistered security-based swap dealerBanking or thrift institutionTrust companySponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| DEUTSCHE BANK LUXEMBOURG S.A. | Banking or thrift institution |
| DWS ALTERNATIVES GLOBAL LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DWS ASSET MANAGEMENT (KOREA) COMPANY LIMITED | Other investment adviser, including financial planners |
| DWS INTERNATIONAL GMBH | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DWS INVESTMENT GMBH | Other investment adviser, including financial planners |
| DWS INVESTMENT MANAGEMENT AMERICAS, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| DWS INVESTMENTS AUSTRALIA LIMITED | Other investment adviser, including financial planners |
| DWS INVESTMENTS HONG KONG LIMITED | Other investment adviser, including financial planners |
| DWS INVESTMENTS JAPAN LIMITED | Other investment adviser, including financial planners |
| DWS INVESTMENTS SINGAPORE LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RREEF AMERICA L.L.C. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AWM LUXEMBOURG S.A. - SICAV-SIF | Private Equity Fund | $68.2M | $0.1M | 5 |
| COMPASS EUROPEAN INFRASTRUCTURE SCSP | Private Equity Fund | $1.3M | $0.0M | 32 |
| INFRAMEWA CO-INVEST, SCSP | Private Equity Fund | $1.1M | $0.0M | 11 |
| PAN-EUROPEAN INFRASTRUCTURE FUND IV SCSP | Private Equity Fund | $0.0M | $0.0M | 0 |
| PAN-EUROPEAN INFRASTRUCTURE III SCSP | Private Equity Fund | $4.7M | $10.0M | 102 |
| PES CO-INVESTMENT I SCSP | Private Equity Fund | $111.4M | $5.0M | 13 |
| PES PARALLEL SCSP | Private Equity Fund | $119.9M | $5.0M | 19 |
| PRIVATE EQUITY SOLUTIONS SCSP | Private Equity Fund | $324.2M | $5.0M | 20 |
| SUSTAINABLE GROWTH INFRASTRUCTURE FUND SCSP SICAV-RAIF | Private Equity Fund | $0.0M | $5.5M | 2 |
| UNIVERSAL GREEN ENERGY ACCESS PROGRAMME SCSP RAIF | SUSTAINABLE INVESTMENTS | $40.1M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DWS GROUP GMBH & CO. KGAA | Foreign Entity | – | SHAREHOLDER | 03/2018 | > 75% |
| DB BETEILIGUNGS-HOLDING GMBH | Foreign Entity | DWS GROUP GMBH & CO. KGAA | SHAREHOLDER | 03/2018 | > 75% |
| DEUTSCHE BANK AG | Foreign Entity | DB BETEILIGUNGS-HOLDING GMBH | SHAREHOLDER | 12/2017 | > 75% |
| BAUSCH, NATHALIE, EMILIE S�RAPHINE | Individual | – | MANAGEMENT BOARD MEMBER (CEO) | 07/2020 | < 5% |
| GLADOS, SEBASTIAN, PHILIPP | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2016 | < 5% |
| Junglen, Stefan | Individual | – | MANAGEMENT BOARD MEMBER | 01/2020 | < 5% |
| BJURSTROEM, LEIF, A K | Individual | – | MANAGEMENT BOARD MEMBER | 10/2020 | < 5% |
| Mohr, Michael | Individual | – | MANAGEMENT BOARD MEMBER | 03/2023 | < 5% |