ASPEX MANAGEMENT (HK) LIMITED

Adviser information for ASPEX MANAGEMENT (HK) LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Hong Kong

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-115265
SEC ERA File Number 802-115265
SEC CIK Numbers None
SEC CRD Numbers 300189
Legal Entity Identifier 5493004CZE9BEQ2OF154

Principal Office

16TH FLOOR, ST GEORGE'S BUILDING
2 ICE HOUSE STREET, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9 A.M. - 6 P.M.
Tel: +852 3468 4160, Fax: +852 3585 0121

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ASPEX MASTER FUND Hedge Fund $7,039.2M $0.1M 285
ASPEX OPPORTUNITY MASTER FUND Hedge Fund $282.9M $0.1M 30

Control Persons

Name Type Entity Title Since Ownership
ASPEX MANAGEMENT (CAYMAN) LIMITED Foreign Entity SHAREHOLDER 05/2018 > 75%
LI, HO KEI Individual DIRECTOR / CHIEF INVESTMENT OFFICER 04/2018 < 5%
FONG, SHIN TSING, BONNIE Individual PARTNER / CHIEF OPERATING OFFICER 08/2018 < 5%
LI, HO KEI Individual ASPEX MANAGEMENT (CAYMAN) LIMITED SHAREHOLDER 05/2018 > 75%

No. Employees, Historic

00020192020202120222023202420250 on 4/11/20190 on 2/12/20200 on 3/31/20200 on 3/16/20210 on 3/22/20210 on 3/10/20220 on 3/28/20230 on 3/26/2024