RK INVESTMENT MANAGEMENT LIMITED
Adviser information for RK INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on February 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-117011 |
|---|---|
| SEC ERA File Number | 802-117011 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301478 |
| Legal Entity Identifier | 549300IO3Y66V4OMLV42 |
Principal Office
1ST FLOOR, 2 QUEEN ANNE'S GATE BUILDINGSDARTMOUTH STREET
LONDON
United Kingdom
Monday - Friday, 9AM - 5PM
Tel: +44207 920 6175, Fax: None
Websites
Chief Compliance Officer
PAUL COUGHLAN
CHIEF FINANCE OFFICER, CHIEF RISK OFFICER, CHIEF OPERATING OFFICER, DIRECTOR
1ST FLOOR, 2 QUEEN ANNE'S GATE BUILDINGS
DARTMOUTH STREET
LONDON
United Kingdom
Tel:
+44207 920 6175
C*********@*********K
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RED KITE OPPORTUNITIES MASTER FUND LIMITED | Hedge Fund | $493.0M | $25.0M | 48 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TEFOGLOU, HARILAMPOS | Individual | – | DIRECTOR, CEO | 06/2017 | 50-75% |
| COUGHLAN, PAUL, GERARD | Individual | – | DIRECTOR, CFO, CCO | 06/2017 | 25-50% |
| CACH LIMITED | Foreign Entity | – | OWNER OF REPORTING ENTITY | 11/2021 | > 75% |
| TEFOGLOU, HARILAMPOS | Individual | CACH LIMITED | SHAREHOLDER | 11/2021 | 50-75% |
| COUGHLAN, PAUL, GERARD | Individual | CACH LIMITED | SHAREHOLDER | 11/2021 | 25-50% |