FERRER FREEMAN & COMPANY, LLC
Adviser information for FERRER FREEMAN & COMPANY, LLC last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Connecticut, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-117123 |
|---|---|
| SEC ERA File Number | 802-117123 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 157829 |
| Legal Entity Identifier | None |
Principal Office
66 FIELD POINT ROADSECOND FLOOR
GREENWICH
CT
United States
Monday - Friday, 9 -5
Tel: 203-532-8011, Fax: 203-532-8016
Chief Compliance Officer
MICAH A. TAYLOR
44 WALL STREET
SUITE 602
NEW YORK
NY
United States
Tel:
212-588-8906
M****@****************M
(Full email address available in API data)
Industry Affiliates
| FFC ARCADIA MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PELOTON EQUITY GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| PELOTON EQUITY, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FFC ARCADIA INVESTMENT, LLC | Private Equity Fund | $43.6M | $0.1M | 52 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FREEMAN, DAVID, ALAN | Individual | – | MANAGING MEMBER | 06/1995 | 25-50% |
| FERRER, CARLOS, ANTONIO | Individual | – | MANAGING MEMBER | 06/1995 | 50-75% |
| SANSONE, NICOLE, LOURINE | Individual | – | CHIEF FINANCIAL OFFICER | 01/2012 | < 5% |
| TAYLOR, MICAH, ANTHONY | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2022 | < 5% |