CIRCULATE CAPITAL MANAGEMENT PTE. LTD.
Adviser information for CIRCULATE CAPITAL MANAGEMENT PTE. LTD. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Singapore |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-117273 |
|---|---|
| SEC ERA File Number | 802-117273 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304837 |
| Legal Entity Identifier | None |
Principal Office
16 RAFFLES QUAY#19-01 HONG LEONG BUILDING
SINGAPORE
Singapore
Monday - Friday, 9:30AM - 6:30PM
Tel: 65.813.76691, Fax: None
Chief Compliance Officer
REGULA MARIA SCHEGG
DIRECTOR
16 RAFFLES QUAY
#19-01 HONG LEONG BUILDING
SINGAPORE
Singapore
Tel:
65.828.81875
R******@*******************M
(Full email address available in API data)
Industry Affiliates
| CIRCULATE CAPITAL LAC GP PTE. LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CIRCULATE CAPITAL OCEAN FUND 1B GP, SARL | Sponsor, GP, manager of pooled investment vehicles |
| CIRCULATE CAPITAL VCC MANAGEMENT HOLDINGS PTE. LTD. | Sponsor, GP, manager of pooled investment vehicles |
| OCEAN FUND GP PTE. LTD. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CIRCULATE CAPITAL FUNDS VCC | Private Equity Fund | $76.8M | $1.0M | 53 |
| CIRCULATE CAPITAL OCEAN FUND LAC, LP | Private Equity Fund | $66.4M | $2.0M | 9 |
| THE OCEAN FUND, LP | Private Equity Fund | $112.0M | $6.0M | 9 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CIRCULATE CAPITAL, LLC | Domestic Entity | – | SHAREHOLDER | 05/2019 | > 75% |
| KAPLAN, ROBERT, IRA | Individual | – | DIRECTOR AND CHIEF EXECUTIVE OFFICER | 09/2018 | < 5% |
| KAPLAN, ROBERT, IRA | Individual | CIRCULATE CAPITAL, LLC | MANAGING MEMBER | 08/2018 | > 75% |
| SCHEGG, REGULA, MARIA | Individual | – | DIRECTOR AND CHIEF COMPLIANCE OFFICER | 12/2018 | < 5% |