WESTFIELD INVESTMENT LLC
Adviser information for WESTFIELD INVESTMENT LLC last updated from Form ADV on January 9th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-117494 |
|---|---|
| SEC ERA File Number | 802-117494 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 282396 |
| Legal Entity Identifier | 549300806QFBTXRSDS54 |
Principal Office
50 CARDINAL DRIVE, SUITE 103WESTFIELD
NJ
United States
Monday - Friday, 9AM-5PM
Tel: 2018502430, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| WESTFIELD FUND LP | Hedge Fund | $97.4M | $2.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GAO, RENYUAN, NMN | Individual | – | CHIEF INVESTMENT OFFICER | 07/2015 | > 75% |
| APOLLO BRIGHT LLC | Domestic Entity | – | MEMBER | 08/2015 | 10-25% |
| CAI, KUI, NMN | Individual | HSBC INTERNATIONAL TRUSTEE LIMITED (THE CAI FAMILY TRUST) | OWNER | 06/2008 | > 75% |
| APOLLO BRIGHT LIMITED | Foreign Entity | APOLLO BRIGHT LLC | OWNER | 10/2013 | > 75% |
| HOPE EMPIRE LIMITED | Foreign Entity | APOLLO BRIGHT LIMITED | OWNER | 10/2013 | > 75% |
| SILVERLAND ASSET LIMITED | Foreign Entity | HOPE EMPIRE LIMITED | OWNER | 12/2010 | > 75% |
| HSBC INTERNATIONAL TRUSTEE LIMITED (THE CAI FAMILY TRUST) | Foreign Entity | SILVERLAND ASSETS LIMITED | OWNER | 06/2008 | > 75% |