ALTARIUS ASSET MANAGEMENT
ALTARIUS ASSET MANAGEMENT LTD. Legal Name
Adviser information for ALTARIUS ASSET MANAGEMENT last updated from Form ADV on November 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | FEBRUARY |
| Legal Location | Malta |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-117502 |
|---|---|
| SEC ERA File Number | 802-117502 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305722 |
| Legal Entity Identifier | 5299000X84JRI8MS7D3 |
Principal Office
QUAD CENTRAL, Q3 LEVEL 9 OFFICE BTRIQ L-ESPORTATURI, ZONE 1, CENTRAL BUSINESS DISTR
BIRKIRKARA
Malta
Monday - Friday, 9-5
Tel: 356 2123 2540, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| APEIRON INVESTMENTS LTD. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| APEIRON SICAV LIMITED - CO-INVESTMENT FUND 2 | Private Equity Fund | $25.7M | $0.1M | 2 |
| APEIRON SICAV LIMITED - ELEVAT3 CAPITAL FUND ONE | Private Equity Fund | $213.2M | $0.5M | 2 |
| APEIRON SICAV LIMITED - ELEVAT3 FINTECH OPPORTUNITIES FUND | Private Equity Fund | $5.1M | $0.2M | 2 |
| APEIRON SICAV LIMITED - LIVE OPPORTUNITIES FUND | Private Equity Fund | $43.6M | $0.5M | 2 |
| APEIRON SICAV LIMITED - PRESIGHT CAPITAL FUND ONE | Private Equity Fund | $126.8M | $0.5M | 2 |
| APEIRON SICAV LIMITED - RE.MIND CAPITAL FUND ONE | Private Equity Fund | $109.1M | $0.5M | 2 |
| APEIRON SICAV LTD - C-STAR ISAR CO-INVEST FUND II | Private Equity Fund | $6.7M | $0.1M | 2 |
| APEIRON SICAV LTD - CO-INVESTMENT FUND 3 | Private Equity Fund | $16.5M | $0.5M | 2 |
| APEIRON SICAV LTD - CO-INVESTMENT FUND 4 | Private Equity Fund | $8.1M | $0.2M | 2 |
| APEIRON SICAV LTD - CO-INVESTMENT FUND 5 | Private Equity Fund | $0.4M | $0.1M | 2 |
| INFINITAS SICAV LTD - KORIFY CAPITAL CO-INVESTMENT FUND 1 | Private Equity Fund | $2.4M | $0.3M | 2 |
| INFINITAS SICAV LTD - KORIFY CAPITAL FUND ONE | Private Equity Fund | $27.6M | $1.0M | 2 |
| INFINITAS SICAV LTD - PREDICTION CAPITAL FUND ONE | Private Equity Fund | $2.6M | $0.3M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Maliczak, Pierre, Jean Rene | Individual | – | DIRECTOR | 05/2008 | < 5% |
| Daxl, Heinz, Jochen | Individual | – | DIRECTOR | 10/2009 | < 5% |
| ALTARIUS HOLDINGS LIMITED | Foreign Entity | – | SOLE SHAREHOLDER | 05/2011 | > 75% |
| SPRINGWELL HOLDING LTD | Foreign Entity | ALTARIUS HOLDINGS LIMITED | SHAREHOLDER | 05/2011 | 50-75% |
| Maliczak, Pierre, Jean Rene | Individual | SPRINGWELL HOLDING LTD | SHAREHOLDER | 05/2008 | > 75% |
| Hughes, Peter, Burroughes | Individual | ALTARIUS HOLDINGS LIMITED | SHAREHOLDER | 05/2011 | 25-50% |
| Salomon, Arnaud, Francois | Individual | – | DIRECTOR | 08/2021 | < 5% |