FALCON E & P OPPORTUNITIES GP, LLC
Adviser information for FALCON E & P OPPORTUNITIES GP, LLC last updated from Form ADV on March 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-117609 |
|---|---|
| SEC ERA File Number | 802-117609 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 161514 |
| Legal Entity Identifier | None |
Principal Office
3333 LEE PARKWAYSUITE 750
DALLAS
TX
United States
Monday - Friday, 9AM-5PM
Tel: 214-871-7967, Fax: None
Chief Compliance Officer
BRITTANY GLENDENNING
3333 LEE PARKWAY
SUITE 750
DALLAS
TX
United States
Tel:
(214) 383-7340
B***********@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FALCON E&P OPPORTUNITIES FUND, L.P. | Private Equity Fund | $25.3M | $3.0M | 69 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PETROCAP MANAGEMENT COMPANY, LLC | Domestic Entity | – | LIMITED LIABILITY COMPANY | 02/2012 | 25-50% |
| HCMS FALCON, LP | Domestic Entity | – | MEMBER | 02/2012 | 50-75% |
| BRITAIN, WILLIAM, LANE | Individual | – | MEMBER | 02/2012 | < 5% |
| DONDERO, JAMES, DAVID | Individual | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | SHAREHOLDER | 02/2011 | > 75% |
| HCMS FALCON GP, LLC | Domestic Entity | HCMS FALCON, LP | MEMBER | 02/2012 | |
| HIGHLAND CAPITAL MANAGEMENT SERVICES, INC | Domestic Entity | HCMS FALCON, GP, LLC, HCMS FALCON, LP | MEMBER | 02/2012 | > 75% |
| EVANS, DOUGLAS, RAYMOND | Individual | PETROCAP MANAGEMENT COMPANY, LLC | MEMBER | 02/2012 | 25-50% |
| EVANS, DOUGLAS, RAYMOND | Individual | – | MEMBER | 02/2012 | < 5% |
| RINEHART, RICHARD, DAVID | Individual | PETROCAP MANAGEMENT COMPANY, LLC | MEMBER | 02/2012 | 25-50% |
| OKADA, MARK, KIYOSHI | Individual | HIGHLAND CAPITAL MANAGEMENT SERVICES, INC. | SHAREHOLDER | 02/2011 | 25-50% |
| GLENDENNING, BRITTANY, LORRAINE | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| HOPSON, DAVID, CARLISLE | Individual | – | MEMBER | 02/2022 | < 5% |
| MANZO, MARC, CHRISTOPHER | Individual | – | MEMBER | 01/2021 | < 5% |