MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED
Adviser information for MACKAY SHIELDS EUROPE INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ireland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-117758 |
|---|---|
| SEC ERA File Number | 802-117758 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306388 |
| Legal Entity Identifier | 549300AQ728O08LSWX34 |
Principal Office
HAMILTON HOUSE, 28 FITZWILLIAM PLACE2ND FLOOR
DUBLIN
Ireland
Monday - Friday, 8 A.M. TO 5 P.M.
Tel: 353 (1) 775 9533, Fax: None
Chief Compliance Officer
CHRISTOPHER PAUL FITZGERALD
CHIEF COMPLIANCE OFFICER AND MANAGING DIRECTOR
C/O MACKAY SHIELDS LLC, 1345 AVE OF THE AMERICAS
43RD FLOOR
NEW YORK
NY
United States
Tel:
212 230-3968
Fax:
212 758-3291
C***************@****************M
(Full email address available in API data)
Industry Affiliates
| APOGEM CAPITAL LLC | Other investment adviser, including financial planners |
| AUSBIL INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BOW RIVER ADVISERS, LLC | Other investment adviser, including financial planners |
| CANDRIAM S.C.A. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| EAGLE STRATEGIES LLC | Other investment adviser, including financial planners |
| FLATIRON RR LLC, MANAGER SERIES | Other investment adviser, including financial planners |
| INDEXIQ ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| KARTESIA MANAGEMENT S.A. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| LIFE INSURANCE COMPANY OF NORTH AMERICA | Insurance company or agency |
| MACKAY MUNICIPAL CAPITAL TRADING GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS CALIFORNIA OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS CREDIT OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS CREDIT OPPORTUNITIES HL (CAYMAN) GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS HIGH INCOME OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS HIGH YIELD SELECT GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS OPPORTUNITIES ALLOCATION GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL MANAGERS STRATEGIC OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL NEW YORK OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL SHORT TERM OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY MUNICIPAL U.S. INFRASTRUCTURE OPPORTUNITIES GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS CORE FIXED INCOME FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS CORE PLUS OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS HIGH YIELD ACTIVE CORE FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS INTERMEDIATE BOND FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS SELECT CREDIT OPPORTUNITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MACKAY SHIELDS UK LLP | Other investment adviser, including financial planners |
| MKS GLOBAL EMERGING MARKETS EQUITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| MKS GLOBAL SUSTAINABLE EMERGING MARKETS EQUITIES FUND GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| NEW YORK LIFE ENTERPRISES LLC | Insurance company or agency |
| NEW YORK LIFE GROUP INSURANCE COMPANY OF NY | Insurance company or agency |
| NEW YORK LIFE INSURANCE AND ANNUITY CORPORATION | Commodity pool operator or commodity trading advisorInsurance company or agency |
| NEW YORK LIFE INSURANCE COMPANY | Commodity pool operator or commodity trading advisorInsurance company or agency |
| NEW YORK LIFE INVESTMENT MANAGEMENT ASIA LIMITED | Other investment adviser, including financial planners |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Other investment adviser, including financial planners |
| NEW YORK LIFE TRUST COMPANY | Commodity pool operator or commodity trading advisorTrust companyInsurance company or agencySponsor, GP, manager of pooled investment vehicles |
| NYL INVESTORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor or syndicator of limited partnershipsSponsor, GP, manager of pooled investment vehicles |
| NYLIFE DISTRIBUTORS LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NYLIFE INSURANCE COMPANY OF ARIZONA | Insurance company or agency |
| NYLIFE SECURITIES LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| NYLINK INSURANCE AGENCY INCORPORATED | Insurance company or agency |
| SEGUROS MONTERREY NEW YORK LIFE, S.A. DE C.V. | Insurance company or agency |
| TRISTAN CAPITAL PARTNERS LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS EMERGING MARKETS DEBT PORTFOLIO | Hedge Fund | $53.0M | $0.1M | 2 |
| PLAINVIEW FUNDS PLC - MACKAY SHIELDS STRUCTURED PRODUCTS OPPORTUNITIES PORTFOLIO | Hedge Fund | $22.5M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LEE, YOUNG, NMN | Individual | – | DIRECTOR | 09/2019 | < 5% |
| KINSELLA, DENISE, MARY | Individual | – | DIRECTOR | 08/2019 | < 5% |
| MACKAY SHIELDS LLC | Domestic Entity | – | DIRECT OWNER | 11/2019 | > 75% |
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC | Domestic Entity | MACKAY SHIELDS LLC | SOLE MEMBER | 01/2000 | > 75% |
| MALLOY, ANTHONY, RAMSEY | Individual | MACKAY SHIELDS LLC | ELECTED TO THE BOARD OF MANAGERS | 01/2011 | |
| ABOU-JAOUDE, NAIM, (NMN) | Individual | MACKAY SHIELDS LLC | INTERIM CEO AND CHAIRMAN OF THE BOARD OF MANAGERS | 03/2017 | |
| LEHNEIS, KIRK, CHRISTOPHER | Individual | MACKAY SHIELDS LLC | ELECTED TO THE BOARD OF MANAGERS | 03/2017 | |
| HARTE, FRANCIS, MICHAEL | Individual | MACKAY SHIELDS LLC | ELECTED TO THE BOARD OF MANAGERS | 03/2017 | |
| GIACCO, JAY, (NMN) | Individual | – | DIRECTOR | 01/2022 | < 5% |
| BUSTAMANTE, RENE, ARTURO | Individual | – | DIRECTOR | 09/2020 | < 5% |
| Forde, John, Anthony | Individual | – | DIRECTOR | 03/2022 | < 5% |
| KARAOGLAN, ALAIN, MAURICE | Individual | MACKAY SHIELDS LLC | ELECTED TO THE BOARD OF MANAGERS | 10/2022 |