SONA ASSET MANAGEMENT (UK) LLP
Adviser information for SONA ASSET MANAGEMENT (UK) LLP last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Partnership |
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Fiscal Year End | MARCH |
Legal Location | United Kingdom |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 802-117783 |
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SEC ERA File Number | 802-117783 |
SEC CIK Numbers | None |
SEC CRD Numbers | 300668 |
Legal Entity Identifier | 5493005M57L6K5C02256 |
Principal Office
19-21 ST JAMES'S STREETLONDON
United Kingdom
Monday - Friday, 7AM-5:30PM
Tel: +44 203 872 4572, Fax: None
Chief Compliance Officer
IAIN MATTHEW COLQUHOUN
CFO / CCO
19-21 ST JAMES'S STREET
LONDON
United Kingdom
Tel:
(+44) 203 872 4572
I*********@**********M
(Full email address available in API data)
Industry Affiliates
SONA ASSET MANAGEMENT (US) LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
SONA ASSET MANAGEMENT CAYMAN LIMITED | Sponsor, GP, manager of pooled investment vehicles |
SONA ASSET MANAGEMENT LIMITED | Sponsor, GP, manager of pooled investment vehicles |
SONA CAPITAL SOLUTIONS II (GP) S.A R.L. | Commodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
SONA CREDIT FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
SONA CREDIT OPPORTUNITIES FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
SONA CAPITAL SOLUTIONS II SCSP | Hedge Fund | $108.0M | $10.0M | 21 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
AYLWARD, JOHN, BRIAN | Individual | – | LIMITED PARTNER/CEO/CIO | 12/2016 | < 5% |
BERKERY, JOHN, PAUL | Individual | – | COO | 01/2017 | < 5% |
TAMAYE, JUSTIN | Individual | – | CHIEF RISK OFFICER | 01/2017 | < 5% |
SONA ASSET MANAGEMENT LIMITED | Foreign Entity | – | OWNER/MEMBER | 01/2017 | > 75% |
SONA ASSET MANAGEMENT CAYMAN LIMITED | Foreign Entity | SONA ASSET MANAGEMENT LIMITED | OWNER | 12/2016 | > 75% |
AYLWARD, JOHN, BRIAN | Individual | SONA ASSET MANAGEMENT CAYMAN LIMITED | OWNER | 12/2016 | > 75% |
Colquhoun, Iain, Matthew | Individual | – | CFO/CCO | 06/2018 | < 5% |