OP INVESTMENT MANAGEMENT LIMITED
Adviser information for OP INVESTMENT MANAGEMENT LIMITED last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-117786 |
|---|---|
| SEC ERA File Number | 802-117786 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306356 |
| Legal Entity Identifier | 549300HBW1YXM8M6AE53 |
Principal Office
9/F, THE WELLINGTON198 WELLINGTON STREET
CENTRAL, HONG KONG
China
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 852 2916 9211, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| ORIENTAL PATRON ASIA LIMITED | Other investment adviser, including financial planners |
| ORIENTAL PATRON SECURITIES LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ALTECA MASTER FUND | Hedge Fund | $13.2M | $0.5M | 10 |
| SUNRISE SPC - ALPHA ASSAI FUND SP | Private Equity Fund | $150.0M | $0.1M | 4 |
| TOWNSQUARE INVESTMENT FUND | Hedge Fund | $8.2M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OPIM HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2016 | > 75% |
| CHAN, LAP TAK JEFFREY, (NMN) | Individual | – | DIRECTOR | 07/2014 | < 5% |
| FAN, ALVIN MAKAY, (NMN) | Individual | – | DIRECTOR | 05/2018 | < 5% |
| SUREMIND INVESTMENTS LIMITED | Foreign Entity | OPIM HOLDINGS LIMITED | INVESTOR | 01/2016 | 25-50% |
| WEALTHINK AI-INNOVATION CAPITAL LIMITED | Foreign Entity | SUREMIND INVESTMENTS LIMITED | INVESTOR | 06/2008 | > 75% |