ROMSPEN INVESTMENT LP
Adviser information for ROMSPEN INVESTMENT LP last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Canada |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-117989 |
|---|---|
| SEC ERA File Number | 802-117989 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 306131 |
| Legal Entity Identifier | None |
Principal Office
162 CUMBERLAND STREETSUITE 300
TORONTO, ONTARIO
Canada
Monday - Friday, 9-6
Tel: 416-966-1100, Fax: 416-966-1161
Websites
Chief Compliance Officer
JOEL MICKELSON
GENERAL COUNSEL
162 CUMBERLAND STREET
SUITE 300
TORONTO, ONTARIO
Canada
Tel:
416-928-4870
Fax:
416-966-1161
J************@**********M
(Full email address available in API data)
Industry Affiliates
| ROMSPEN FUND GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| ROMSPEN INVESTMENT CORPORATION | Broker-dealer, municipal securities dealer, or gov securities broker or dealerSponsor, GP, manager of pooled investment vehicles |
| ROMSPEN US FUND GP INC. | Sponsor, GP, manager of pooled investment vehicles |
| ROMSPEN US MASTER MORTGAGE GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| ROMSPEN US MORTGAGE GP INC. | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TIG ROMSPEN US MASTER MORTGAGE LP | MORTGAGE FUND | $597.3M | $5.0M | 3 |
| TIG ROMSPEN US MORTGAGE INTERMEDIATE LP | MORTGAGE FUND | $565.3M | $5.0M | 5 |
| TIG ROMSPEN US MORTGAGE LP | MORTGAGE FUND | $32.6M | $5.0M | 10 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROMSPEN INVESTMENT CORPORATION | Foreign Entity | – | LIMITED PARTNER | 12/2016 | > 75% |
| Roitman, Wesley | Individual | – | VICE PRESIDENT OF GENERAL PARTNER | 12/2016 | < 5% |
| Hilson, Mark | Individual | – | PRESIDENT OF GENERAL PARTNER | 12/2016 | < 5% |
| Cassidy, Blake | Individual | – | VICE PRESIDENT OF GENERAL PARTNER | 12/2016 | < 5% |
| RILP GP INC. | Foreign Entity | – | GENERAL PARTNER | 12/2016 | < 5% |
| ROMSPEN HOLDINGS INC. | Foreign Entity | ROMSPEN INVESTMENT CORPORATION | OWNER | 10/2018 | > 75% |
| EMARMA CORPORATION | Foreign Entity | ROMSPEN HOLDINGS INC. | OWNER | 10/2018 | 25-50% |
| Mickelson, Joel, Sholem | Individual | – | CHIEF COMPLIANCE OFFICER AND SECRETARY OF GENERAL PARTNER | 12/2016 | < 5% |
| 2059938 ONTARIO INC | Foreign Entity | EMARMA CORPORATION | OWNER | 10/2018 | > 75% |
| ROMSPEN INVESTMENT CORPORATION | Foreign Entity | RILP GP INC. | OWNER | 12/2016 | > 75% |
| Roitman, Wesley | Individual | 2059938 ONTARIO INC | OWNER | 12/2004 | > 75% |