CERES GROUP HOLDINGS
CERES GROUP HOLDINGS LLC Legal Name
Adviser information for CERES GROUP HOLDINGS last updated from Form ADV on June 2nd, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118058 |
|---|---|
| SEC ERA File Number | 802-118058 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298778 |
| Legal Entity Identifier | None |
Principal Office
12006 EMERY LANEVALLEY VILLAGE
CA
United States
Monday - Friday, 9 AM - 5 PM
Tel: 203-449-1685, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| VERSION5, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CERES SLS, LLC | Venture Capital Fund | $5.7M | $0.0M | 6 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BRAUN, ERVIN | Individual | – | MANAGER | 12/2017 | 10-25% |
| CROUTHERS, JEREMY, JOSEPH | Individual | JJCERES LLC | CEO OF CERES GROUP HOLDINGS LLC | 12/2018 | > 75% |
| JJCERES LLC | Domestic Entity | – | MEMBER | 10/2018 | 10-25% |
| MRV HOLDINGS LLC | Domestic Entity | – | MEMBER | 10/2018 | 5-10% |
| Vukmanovich, Michael | Individual | MRV HOLDINGS LLC | COO OF CERES GROUP HOLDINGS LLC | 12/2018 | > 75% |
| braun, scott, samuel | Individual | DEMETER GROWTH LLC | MANAGING PARTNER OF CERES GROUP HOLDINGS LLC | 12/2018 | > 75% |
| DEMETER GROWTH LLC | Domestic Entity | – | MEMBER | 10/2018 | 50-75% |