ROCKFENCE INVESTMENT MANAGEMENT LLC
Adviser information for ROCKFENCE INVESTMENT MANAGEMENT LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118059 |
|---|---|
| SEC ERA File Number | 802-118059 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305981 |
| Legal Entity Identifier | None |
Principal Office
121 MOUNT VERNON STREETBOSTON
MA
United States
Monday - Friday, 9AM - 5PM
Tel: 617-480-4596, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| BEDROCK CREDIT PARTNERS GP, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| BOTDAD MANAGER LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| PAINTED ROCK INVESTMENT PARTNERS GP I, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BEDROCK CREDIT PARTNERS, LP | Private Equity Fund | $48.7M | $0.0M | 7 |
| BOTDAD LLC | Private Equity Fund | $4.1M | $0.0M | 20 |
| PAINTED ROCK INVESTMENT PARTNERS, LP | Private Equity Fund | $18.9M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCKFENCE CAPITAL LLC | Domestic Entity | – | MEMBER | 01/2021 | > 75% |
| ENGLISH, CHRISTOPHER | Individual | ROCKFENCE CAPITAL LLC | MEMBER | 08/2016 | 25-50% |
| COONEYMUS BEACH LLC | Domestic Entity | ROCKFENCE CAPITAL LLC | MEMBER | 10/2018 | 25-50% |
| WAXMAN, JORDAN, HASKELL | Individual | COONEYMUS BEACH LLC | MANAGER | 10/2018 | |
| ENGLISH, WILLIAM | Individual | – | PRESIDENT | 04/2017 | 10-25% |
| ENGLISH, CHRISTOPHER | Individual | – | CHIEF EXECUTIVE OFFICER | 08/2016 | < 5% |
| FRIEDBERG, JARED, DAVID | Individual | – | GENERAL COUNSEL | 12/2021 | < 5% |
| PALMER, SCOTT, ROBERT | Individual | – | CHIEF OPERATING OFFICER | 03/2023 | < 5% |