SWISS-ASIA ASSET MANAGEMENT (HK) LIMITED
Adviser information for SWISS-ASIA ASSET MANAGEMENT (HK) LIMITED last updated from Form ADV on December 6th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-118069 |
|---|---|
| SEC ERA File Number | 802-118069 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 286183 |
| Legal Entity Identifier | 549300QR3GHZXQ4GVP14 |
Principal Office
SUITE 720, 7/F, LOW BLOCKGRAND MILLENNIUM PLAZA 181 QUEEN'S ROAD CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 9 AM TO 6 PM
Tel: +852 53394117, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| COPROSSA INVESTMENT FUND | Hedge Fund | $59.8M | $0.1M | 40 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SWISS-ASIA HOLDINGS PTE. LTD. | Foreign Entity | – | SHAREHOLDER | 07/2008 | > 75% |
| KNABL, STEVE | Individual | – | MANAGING PARTNER | 06/2010 | < 5% |
| KNABL, STEVE | Individual | – | DIRECTOR | 09/2009 | < 5% |
| MIVELAZ, OLIVIER, PASCAL | Individual | – | DIRECTOR | 12/2009 | < 5% |
| PING ON PTE LTD | Foreign Entity | SWISS-ASIA HOLDINGS PTE. LTD. | SHAREHOLDER | 01/2008 | 50-75% |
| MIVELAZ, OLIVIER, PASCAL | Individual | PING ON PTE LTD | BENEFICIAL OWNER | 10/2004 | 50-75% |