AGG CAPITAL MANAGEMENT LIMITED
Adviser information for AGG CAPITAL MANAGEMENT LIMITED last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Jersey |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-118133 |
|---|---|
| SEC ERA File Number | 802-118133 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307063 |
| Legal Entity Identifier | None |
Principal Office
27 ESPLANADEST HELIER
Jersey
Monday - Friday, 9AM-5:00PM
Tel: 004 41534 850 702, Fax: None
Websites
Chief Compliance Officer
ELIZABETH HUTCHINSON
27 ESPLANADE
ST HELIER
Jersey
Tel:
+44 (0) 1534 841355
E*******************@***********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ARROW CREDIT OPPORTUNITIES II SCSP, SICAV-RAIF | EUROPEAN NON-PERFORMING LOAN FUND | $391.3M | $21.1M | 40 |
| ARROW CREDIT OPPORTUNITIES SCSP, SICAV-RAIF | EUROPEAN NON-PERFORMING LOAN FUND | $433.7M | $24.4M | 26 |
| ARROW REAL ESTATE OPPORTUNITIES I SCSP, SICAV-RAIF | Real Estate Fund | $4,337.2M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| AGG CAPITAL MANAGEMENT (HOLDCO) LIMITED | Foreign Entity | – | SHAREHOLDER | 12/2019 | > 75% |
| Lewy, Zach, Jason | Individual | – | EXECUTIVE DIRECTOR | 12/2019 | < 5% |
| O'KEEFE, MONIQUE, M | Individual | – | EXECUTIVE DIRECTOR | 12/2019 | < 5% |
| ARROW GLOBAL GROUP LIMITED (UK) | Foreign Entity | AGG CAPITAL MANAGEMENT (HOLDCO) LIMITED | INDIRECT OWNER | 05/2019 | > 75% |
| SHERWOOD ACQUISITIONS LIMITED (UK) | Foreign Entity | ARROW GLOBAL GROUP LIMITED (UK) | INDIRECT OWNER | 10/2021 | > 75% |
| SHERWOOD PARENTCO LIMITED (UK) | Foreign Entity | SHERWOOD ACQUISITIONS LIMITED (UK) | INDIRECT OWNER | 10/2021 | > 75% |
| TDR NOMINEES 2016 LIMITED | Foreign Entity | SHERWOOD HOLDINGS S.A.R.L (LUX) | INDIRECT OWNER | 10/2021 | > 75% |
| SHERWOOD MIDCO LIMITED (UK) | Foreign Entity | SHERWOOD PARENTCO LIMITED (UK) | INDIRECT OWNER | 10/2021 | > 75% |
| SHERWOOD TOPCO LIMITED (UK) | Foreign Entity | SHERWOOD MIDCO LIMITED (UK) | INDIRECT OWNER | 10/2021 | > 75% |
| SHERWOOD HOLDINGS S.A.R.L (LUX) | Foreign Entity | SHERWOOD TOPCO LIMITED (UK) | INDIRECT OWNER | 10/2021 | > 75% |
| TDR CAPITAL LLP | Foreign Entity | TDR NOMINEES 2016 LIMITED | INDIRECT OWNER | 10/2021 | > 75% |
| DALE, MANJIT | Individual | TDR CAPITAL LLP | INDIRECT OWNER | 10/2021 | 25-50% |
| COSNETT, JOHN, HOWARD | Individual | – | INDEPENDENT DIRECTOR | 06/2021 | < 5% |
| Wild, Fiona | Individual | – | INDEPENDENT DIRECTOR | 04/2023 | < 5% |
| LINDSAY, GARY | Individual | TDR CAPITAL LLP | INDIRECT OWNER | 01/2023 | 25-50% |
| MITCHELL, THOMAS, ANDREW | Individual | TDR CAPITAL LLP | INDIRECT OWNER | 01/2023 | 25-50% |
| SAVJANI, MEERA | Individual | – | EXECUTIVE DIRECTOR | 03/2024 | < 5% |