COLD BORE CAPITAL
COLD BORE CAPITAL MANAGEMENT LLC Legal Name
Adviser information for COLD BORE CAPITAL last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118249 |
|---|---|
| SEC ERA File Number | 802-118249 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307725 |
| Legal Entity Identifier | None |
Principal Office
311 SOUTH WACKER DRIVESUITE 4700
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 312-600-9645, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| COLD BORE CAPITAL | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| COLD BORE CAPITAL GP II LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CBCF II A, LLC | Private Equity Fund | $0.0M | $0.1M | 9 |
| CBCF II B, LLC | Private Equity Fund | $2.2M | $0.0M | 7 |
| CBCF II C, LLC | Private Equity Fund | $7.1M | $0.0M | 34 |
| CBCF II D, LLC | Private Equity Fund | $10.4M | $0.0M | 37 |
| COLD BORE CAPITAL FUND II (AI) L.P. | Private Equity Fund | $4.6M | $1.0M | 9 |
| COLD BORE CAPITAL FUND II L.P. | Private Equity Fund | $98.8M | $1.0M | 88 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KNEEN, JOHN, WESLEY | Individual | – | CHIEF FINANCIAL OFFICER | 01/2020 | < 5% |
| ZEPEDA, SERGIO, NMN | Individual | – | MANAGING MEMBER | 07/2017 | > 75% |
| COLD BORE CAPITAL | Domestic Entity | – | AFFILIATED INVESTMENT ADVISOR | 03/2020 | < 5% |
| ZEPEDA, SERGIO, NMN | Individual | COLD BORE CAPITAL | MANAGING MEMBER | 01/2020 | > 75% |