TRANSFORMATION CAPITAL
TRANSFORMATION CAPITAL PARTNERS, L.P. Legal Name
Adviser information for TRANSFORMATION CAPITAL last updated from Form ADV on February 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118284 |
|---|---|
| SEC ERA File Number | 802-118284 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307367 |
| Legal Entity Identifier | None |
Principal Office
699 BOYLSTON STREET2ND FLOOR
BOSTON
MA
United States
Monday - Friday, 9-5
Tel: 617-984-6355, Fax: None
Chief Compliance Officer
KEVIN BROWN
CHIEF FINANCIAL OFFICER
699 BOYLSTON STREET, 2ND FLOOR
BOSTON
MA
United States
Tel:
6179846352
K****@***************M
(Full email address available in API data)
Industry Affiliates
| TRANSFORMATION CAPITAL FUND II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TRANSFORMATION CAPITAL FUND II GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSFORMATION CAPITAL FUND III GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| TRANSFORMATION CAPITAL FUND III GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| TRANSFORMATION CAPITAL PARTNERS I-A GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRANSFORMATION CAPITAL EXECUTIVE FUND III, L.P. | Venture Capital Fund | $9.2M | $0.0M | 54 |
| TRANSFORMATION CAPITAL FUND II, L.P. | Venture Capital Fund | $667.7M | $0.1M | 164 |
| TRANSFORMATION CAPITAL FUND III-A, L.P. | Venture Capital Fund | $417.5M | $0.4M | 73 |
| TRANSFORMATION CAPITAL FUND III, L.P. | Venture Capital Fund | $452.7M | $0.1M | 56 |
| TRANSFORMATION CAPITAL PARTNERS I-A, L.P. | Venture Capital Fund | $19.2M | $1.2M | 5 |
| TRANSFORMATION CAPITAL PARTNERS I-DV, L.P. | Venture Capital Fund | $82.7M | $1.0M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COZZENS, TODD, C | Individual | – | MANAGING PARTNER | 08/2019 | 25-50% |
| Kesselheim, Jared, Adam | Individual | – | MANAGING PARTNER | 08/2019 | 25-50% |
| DIXON, MICHAEL, E | Individual | – | MANAGING PARTNER | 08/2019 | 25-50% |
| BROWN, KEVIN, MICHAEL | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2019 | < 5% |
| TRANSFORMATION CAPITAL PARTNERS GP, LLC | Domestic Entity | – | GENERAL PARTNER | 12/2019 | < 5% |
| COZZENS, TODD, C | Individual | TRANSFORMATION CAPITAL PARTNERS GP, LLC | MANAGER/MEMBER | 08/2019 | 25-50% |
| DIXON, MICHAEL, E | Individual | TRANSFORMATION CAPITAL PARTNERS GP, LLC | MANAGER/MEMBER | 08/2019 | 25-50% |
| Kesselheim, Jared, Adam | Individual | TRANSFORMATION CAPITAL PARTNERS GP, LLC | MANAGER/MEMBER | 08/2019 | 25-50% |