TRIVISTA CAPITAL
TRIVISTA CAPITAL INC. Legal Name
Adviser information for TRIVISTA CAPITAL last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | NOVEMBER |
| Legal Location | Japan |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-118364 |
|---|---|
| SEC ERA File Number | 802-118364 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307654 |
| Legal Entity Identifier | 2549005E4S02XDL2QN54 |
Principal Office
FINGATE KABUTO 3F6-5 NIHONBASHI-KABUTO-CHO
TOKYO
Japan
Monday - Friday, 9:00-18:00 (JST)
Tel: 81-3-5962-3430, Fax: None
Websites
Chief Compliance Officer
YASUKO HIROHA
FINGATE KABUTO 3F
6-5 NIHONBASHI-KABUTO-CHO
TOKYO
Japan
Tel:
81-3-5962-3429
Y******@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| TRIVISTA FUND | Hedge Fund | $105.0M | $1.0M | 7 |
| TVC MATSU FUND | Hedge Fund | $114.0M | $10.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GOTOH, MASAKI | Individual | – | REPRESENTATIVE DIRECTOR | 03/2019 | < 5% |
| YAMAGATA, SHIZUKA | Individual | – | DIRECTOR | 03/2019 | < 5% |
| KATSUNO, YASUNORI | Individual | – | DIRECTOR | 03/2019 | < 5% |
| HIROHA, YASUKO | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2019 | < 5% |
| OFFICE MG G.K. | Foreign Entity | – | SHAREHOLDER | 03/2019 | 25-50% |
| OFFICE SYZ G.K. | Foreign Entity | – | SHAREHOLDER | 03/2019 | 25-50% |
| OFFICE KTN G.K. | Foreign Entity | – | SHAREHOLDER | 03/2019 | 10-25% |
| GOTOH, MASAKI | Individual | OFFICE MG G.K. | REPRESENTATIVE MEMBER | 03/2019 | 50-75% |
| YAMAGATA, SHIZUKA | Individual | OFFICE SYZ G.K. | REPRESENTATIVE MEMBER | 03/2019 | > 75% |
| KATSUNO, YASUNORI | Individual | OFFICE KTN G.K. | REPRESENTATIVE MEMBER | 03/2019 | > 75% |
| GOTOH, MEGUMI | Individual | OFFICE MG G.K. | MEMBER | 02/2023 | 50-75% |