CDIB CAPITAL INTERNATIONAL (HONG KONG) LIMITED
Adviser information for CDIB CAPITAL INTERNATIONAL (HONG KONG) LIMITED last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118430 |
|---|---|
| SEC ERA File Number | 802-118430 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305691 |
| Legal Entity Identifier | None |
Principal Office
SUITE 701-3 ICBC TOWER,3 GARDEN ROAD
CENTRAL
Hong Kong
Monday - Friday, 9:00AM-6:00 PM
Tel: +852 66526022, Fax: +852 2231 8601
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| CDIB ASIA SECURED CREDIT OPPORTUNITIES GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| CDIB BUYOUT PARTNERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CDIB CAPITAL ASIA PARTNERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| CDIB CAPITAL INTERNATIONAL (USA) CORPORATION | Other investment adviser, including financial planners |
| CDIB CAPITAL INTERNATIONAL CORPORATION | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| CDIB INTELLIGENCE PARTNERS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DE SAINT EXUPERY, LIONEL, ALAIN, ODON | Individual | – | DIRECTOR | 06/2009 | < 5% |
| NAN, YI CHUN | Individual | – | DIRECTOR | 11/2009 | < 5% |
| TSAI, HSIAO-CHI | Individual | – | DIRECTOR | 06/2016 | < 5% |
| KOO, JOHN-YNN | Individual | – | DIRECTOR | 10/2019 | < 5% |
| CDIB CAPITAL INTERNATIONAL CORPORATION | Foreign Entity | – | SHAREHOLDER | 04/2010 | > 75% |
| CDIB CAPITAL GROUP | Foreign Entity | CDIB CAPITAL INTERNATIONAL CORPORATION | SHAREHOLDER | 05/2009 | > 75% |
| CHINA DEVELOPMENT FINANCIAL HOLDING CORPORATION | Foreign Entity | CDIB CAPITAL GROUP | SHAREHOLDER | 05/2009 | > 75% |
| CHIU, SU-CHEN | Individual | – | DIRECTOR | 07/2021 | < 5% |
| YANG, PAUL CHUNYAO | Individual | – | DIRECTOR | 03/2023 | < 5% |
| CHOU, DAVID TSE YOUNG | Individual | – | DIRECTOR | 12/2023 | < 5% |