1060 CAPITAL, LLC
Adviser information for 1060 CAPITAL, LLC last updated from Form ADV on February 16th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
210 UNIVERSITY BLVDSUITE 330
DENVER
CO
United States
Monday - Friday, 8AM - 5PM
Tel: 312-361-3359, Fax: 312-361-3587
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| 1060 CAPITAL MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| 1060 CAPITAL OPPORTUNITY FUND, LP | Hedge Fund | $64.5M | $0.3M | 20 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GUSTAVSON, BRIAN, JOHN | Individual | – | PRESIDENT AND TRUSTEE OF THE BRIAN J. GUSTAVSON REVOCABLE TRUST U/A/D 8/2/16 | 05/2013 | > 75% |
| BRIAN J. GUSTAVSON REVOCABLE TRUST U/A/D 8/2/16 | Domestic Entity | – | MEMBER | 09/2018 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| BRAGG GAMING GROUP INC | COM NEW | 1M | 184K | – |
| COMFORT SYS USA INC | COM | 5M | 15K | – |
| DAVE & BUSTERS ENTMT INC | COM | 3M | 75K | – |
| FULL HSE RESORTS INC | COM | 2M | 420K | – |
| GENIUS SPORTS LIMITED | SHARES CL A | 2M | 350K | – |
| GOLDEN ENTMT INC | COM | 8M | 258K | – |
| MASTEC INC | COM | 11M | 100K | – |
| RED ROBIN GOURMET BURGERS IN | COM | 2M | 250K | – |
| RUSH STREET INTERACTIVE INC | COM | 7M | 750K | – |
| SMITH A O CORP | COM | 4M | 50K | – |
| STAGWELL INC | COM CL A | 1M | 200K | – |
| PINSTRIPES HOLDINGS INC | *W EXP 09/30/202 | 27K | 240K | – |