HELIKON INVESTMENTS LIMITED
Adviser information for HELIKON INVESTMENTS LIMITED last updated from Form ADV on December 14th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | SEPTEMBER |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-118539 |
|---|---|
| SEC ERA File Number | 802-118539 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307662 |
| Legal Entity Identifier | 254900EGJIB7IR00B295 |
Principal Office
5TH FLOOR, 105 JERMYN STREETLONDON
United Kingdom
Monday - Friday, 9AM-5PM
Tel: +44(0)207 184 5250, Fax: None
Websites
Chief Compliance Officer
PAUL MCLERNON
5TH FLOOR, 105 JERMYN STREET
LONDON
United Kingdom
Tel:
+44 (0) 207 184 5256
P*********@*************M
(Full email address available in API data)
Industry Affiliates
| HELIKON INVESTMENTS GP LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| HELIKON LONG SHORT EQUITY FUND MASTER ICAV | Hedge Fund | $2,543.7M | $0.5M | 158 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Grazzini, David | Individual | – | DIRECTOR | 10/2019 | 10-25% |
| HELIKON INVESTMENTS HOLDINGS COMPANY LIMITED | Foreign Entity | – | HOLDING COMPANY | 10/2019 | > 75% |
| Fiumara, Michele | Individual | – | DIRECTOR | 10/2019 | 10-25% |
| Riggio, Federico | Individual | – | DIRECTOR | 10/2019 | 25-50% |
| F SQUARED S.R.L. | Foreign Entity | RULE 72 S.R.L. | CORPORATE CONTROLLER | 12/2020 | > 75% |
| RULE 72 S.R.L. | Foreign Entity | HELIKON INVESTMENTS HOLDINGS COMPANY LIMITED | CORPORATE CONTROLLER | 10/2019 | 50-75% |
| Riggio, Federico | Individual | F SQUARED S.R.L. | CONTROLLER | 12/2020 | > 75% |
| MCLERNON, PAUL | Individual | – | CHIEF COMPLIANCE OFFICER AND DIRECTOR | 02/2020 | < 5% |
| Russo, Flavio | Individual | – | DIRECTOR | 10/2019 | < 5% |