PALOMA SWITZERLAND GMBH
Adviser information for PALOMA SWITZERLAND GMBH last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118589 |
|---|---|
| SEC ERA File Number | 802-118589 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308430 |
| Legal Entity Identifier | None |
Principal Office
TOEDISTRASSE 61ZURICH, ZURICH
Switzerland
Monday - Friday, 9:00 AM - 5:00 PM
Tel: +41 44 299 97 55, Fax: None
Chief Compliance Officer
DAVID FRIEDMAN
2 AMERICAN LANE
GREENWICH
CT
United States
Tel:
203 861 4827
D********@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PALOMA PARTNERS MANAGEMENT COMPANY | Domestic Entity | – | OWNER | 08/2019 | > 75% |
| Berri, Roman | Individual | – | SENIOR MANAGING DIRECTOR | 10/2019 | < 5% |
| Beitlich, Nils | Individual | – | MANAGING DIRECTOR | 10/2019 | < 5% |
| Buschor, Pascal | Individual | – | MANAGING DIRECTOR | 10/2019 | < 5% |
| Hricko Petitjean, Tomas | Individual | – | MANAGING DIRECTOR | 10/2019 | < 5% |
| FRIEDMAN, DAVID, ELIOT | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2020 | < 5% |