LASCAUX RESOURCE CAPITAL, LLC
Adviser information for LASCAUX RESOURCE CAPITAL, LLC last updated from Form ADV on June 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
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Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
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Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
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Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
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Compensation | – |
Identifiers
SEC RIA File Number | 802-118591 |
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SEC ERA File Number | 802-118591 |
SEC CIK Numbers | None |
SEC CRD Numbers | 168330 |
Legal Entity Identifier | None |
Principal Office
5 BUTTONWOOD LNWESTPORT
CT
United States
Monday - Friday, 9AM - 5PM
Tel: 203-858-4759, Fax: None
Websites
Chief Compliance Officer
PATRICIA B. FALLON
CHIEF FINANCIAL OFFICER
870 ELM AVE
RIVER EDGE
NJ
United States
Tel:
201-446-3874
P*********@************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
LASCAUX RESOURCE CAPITAL FUND I L.P. | Private Equity Fund | $3.8M | $5.0M | 37 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ROTHSTEIN, ELLIOT, JEREMY | Individual | – | PRINCIPAL | 03/2013 | 50-75% |
KAPLAN, DAVID | Individual | – | PRINCIPAL | 03/2013 | 50-75% |
FALLON, PATRICIA, BARBARA | Individual | – | CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 11/2013 | < 5% |