RESPONSABILITY INVESTMENTS AG
Adviser information for RESPONSABILITY INVESTMENTS AG last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118625 |
|---|---|
| SEC ERA File Number | 802-118625 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307488 |
| Legal Entity Identifier | 5493009U9WGUNLD67175 |
Principal Office
ZOLLSTRASSE 17ZURICH
Switzerland
Monday - Friday, 08:00 - 17:00 CET
Tel: +41 44 403 05 00, Fax: None
Chief Compliance Officer
TARA HESSE
CHIEF OPERATING OFFICER/MEMBER OF EXECUTIVE MANAGEMENT
ZOLLSTRASSE 17
ZURICH
Switzerland
Tel:
+41444030635
T*********@*****************M
(Full email address available in API data)
Industry Affiliates
| M&G (GUERNSEY) LIMITED | Other investment adviser, including financial planners |
| M&G ALTERNATIVES INVESTMENT MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| M&G FINANCIAL SERVICES LIMITED | Other investment adviser, including financial planners |
| M&G GROUP PCC LIMITED | Insurance company or agency |
| M&G INTERNATIONAL INVESTMENTS SWITZERLAND AG | Other investment adviser, including financial planners |
| M&G INVESTMENT MANAGEMENT LTD. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| M&G INVESTMENTS (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| M&G INVESTMENTS (SINGAPORE) PTE. LTD | Other investment adviser, including financial planners |
| M&G INVESTMENTS (TAIWAN) LIMITED | Other investment adviser, including financial planners |
| M&G INVESTMENTS (USA) INC. | Other investment adviser, including financial planners |
| M&G INVESTMENTS JAPAN CO., LTD. | Other investment adviser, including financial planners |
| M&G LUXEMBOURG S.A. | Other investment adviser, including financial planners |
| M&G REAL ESTATE ASIA PTE. LTD | Other investment adviser, including financial planners |
| M&G REAL ESTATE FUNDS MANAGEMENT S.�.R.L | Other investment adviser, including financial planners |
| M&G REAL ESTATE JAPAN CO., LTD | Other investment adviser, including financial planners |
| M&G REAL ESTATE LIMITED | Insurance company or agency |
| M&G SECURITIES LIMITED | Other investment adviser, including financial planners |
| M&G SIF MANAGEMENT COMPANY (IRELAND) LIMITED | Other investment adviser, including financial planners |
| MANDG INVESTMENT MANAGERS (PTY) LIMITED | Other investment adviser, including financial planners |
| MANDG INVESTMENTS (NAMIBIA) (PTY) LIMITED | Other investment adviser, including financial planners |
| MANDG INVESTMENTS LIFE SOUTH AFRICA (RF) LIMITED | Other investment adviser, including financial planners |
| MANDG INVESTMENTS UNIT TRUSTS (NAMIBIA) LIMITED | Other investment adviser, including financial planners |
| MANDG INVESTMENTS UNIT TRUSTS SOUTH AFRICA (RF) LIMITED | Other investment adviser, including financial planners |
| THE PRUDENTIAL ASSURANCE COMPANY LIMITED | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RESPONSABILITY CLIMATE SMART AGRICULTURE & FOOD SYSTEMS FUND, SICAV-RAIF | PRIVATE DEBT FUND | $24.4M | $1.0M | 9 |
| RESPONSABILITY SICAV (LUX) | PRIVATE DEBT FUND | $1,384.2M | $0.0M | 61 |
| RESPONSABILITY SUSTAINABLE FOOD - ASIA II, SLP | Private Equity Fund | $55.5M | $5.0M | 6 |
| RESPONSABILITY SUSTAINABLE FOOD - LATAM I, SLP | Private Equity Fund | $50.2M | $5.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Mommartz, Rochus | Individual | – | CEO | 01/2016 | < 5% |
| Bilo, Stephanie | Individual | – | HEAD OF INVESTMENT SOLUTIONS & SALES / MEMBER OF THE EXECUTIVE MANAGEMENT | 07/2019 | < 5% |
| Fiebig, Michael | Individual | – | HEAD OF PRIVATE EQUITY & FUND OF FUNDS / MEMBER OF THE EXECUTIVE MANAGEMENT | 03/2020 | < 5% |
| M&G FA LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2022 | > 75% |
| Chaloner, Christopher, Benjamin | Individual | – | BOARD OF DIRECTORS | 05/2022 | < 5% |
| Daniels, Jonathan, Mark | Individual | – | BOARD OF DIRECTORS | 05/2022 | < 5% |
| FITZGERALD, SEAN, ANDREW | Individual | – | BOARD OF DIRECTORS | 05/2022 | < 5% |
| NICOLL, WILLIAM | Individual | – | PRESIDENT OF THE BOARD OF DIRECTORS | 05/2022 | < 5% |
| Mommartz, Rochus | Individual | – | BOARD OF DIRECTORS | 05/2022 | < 5% |
| Hesse, Tara | Individual | – | CHIEF OPERATING OFFICER & GENERAL COUNSEL / MEMBER OF THE EXECUTIVE MANAGEMENT | 05/2022 | < 5% |
| Heimes, Martin | Individual | – | HEAD OF PRIVATE DEBT/MEMBER OF THE EXECUTIVE MANAGEMENT | 05/2022 | < 5% |
| M&G GROUP LIMITED | Foreign Entity | M&G FA LIMITED | SHAREHOLDER | 05/2022 | > 75% |
| M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | Foreign Entity | M&G GROUP LIMITED | SHAREHOLDER | 05/2022 | > 75% |
| M&G PLC | Foreign Entity | M&G GROUP REGULATED ENTITY HOLDING COMPANY LIMITED | SHAREHOLDER | 05/2022 | > 75% |
| LEDERMAN, ELLEN, LOUISE | Individual | – | BOARD OF DIRECTORS | 05/2023 | < 5% |