BLACKFORD CAPITAL
BLACKFORD CAPITAL, INC. Legal Name
Adviser information for BLACKFORD CAPITAL last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118642 |
|---|---|
| SEC ERA File Number | 802-118642 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 298823 |
| Legal Entity Identifier | None |
Principal Office
190 MONROE AVE, NWSUITE 600
GRAND RAPIDS
MI
United States
Monday - Friday, 9AM TO 5PM
Tel: 616-233-3161, Fax: None
Chief Compliance Officer
KEN WAGNER
CHIEF FINANCIAL OFFICER
190 MONROE STREET, NW
SUITE 600
GRAND RAPIDS
MI
United States
Tel:
616-403-0185
K******@*******************M
(Full email address available in API data)
Industry Affiliates
| BLACKFORD CAPITAL TARGETED OPPORTUNITY FUND I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BFC-BFX, LLC | Private Equity Fund | $26.4M | $0.0M | 98 |
| BFC-BOT, LLC | Private Equity Fund | $5.7M | $0.0M | 49 |
| BFC-CCC, LLC | Private Equity Fund | $0.0M | $0.0M | 32 |
| BFC-CUP, LLC | Private Equity Fund | $0.5M | $0.0M | 44 |
| BFC-DED, LLC | Private Equity Fund | $55.0M | $0.0M | 58 |
| BFC-DIG, LLC | Private Equity Fund | $0.3M | $0.0M | 71 |
| BFC-DMC, LLC | Private Equity Fund | $2.1M | $0.0M | 64 |
| BFC-H2O, LLC | Private Equity Fund | $0.1M | $0.0M | 25 |
| BFC-MCP, LLC | Private Equity Fund | $0.4M | $0.0M | 46 |
| BFC-SNO, LLC | Private Equity Fund | $4.0M | $0.0M | 42 |
| BFC-SUN, LLC | Private Equity Fund | $2.6M | $0.0M | 16 |
| BLACKFORD CAPITAL TARGETED OPPORTUNITY FUND I-A, L.P. | Private Equity Fund | $1.4M | $0.0M | 12 |
| BLACKFORD CAPITAL TARGETED OPPORTUNITY FUND I, L.P. | Private Equity Fund | $10.9M | $0.0M | 26 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STEIN, MARTIN, WADE | Individual | – | FOUNDER, MANAGING DIRECTOR | 01/2000 | > 75% |
| WAGNER, KENNETH, E | Individual | – | CHIEF FINANCIAL OFFICER | 04/2022 | < 5% |
| DOYLE, PAUL, IGNATIUS | Individual | – | MANAGING PARTNER | 03/2022 | < 5% |
| EVOLA, CARMEN, A | Individual | – | MANAGING DIRECTOR | 09/2018 | < 5% |
| JOHNSON, JEFFREY, WHATLEY | Individual | – | MANAGING DIRECTOR | 11/2015 | < 5% |