PARALLAX CAPITAL PARTNERS, LLC
Adviser information for PARALLAX CAPITAL PARTNERS, LLC last updated from Form ADV on January 31st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118689 |
|---|---|
| SEC ERA File Number | 802-118689 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167159 |
| Legal Entity Identifier | None |
Principal Office
8605 SANTA MONICA BLVD.PMB 24128
WEST HOLLYWOOD
CA
United States
BY APPOINTMENT, 9:00AM TO 5:00PM
Tel: 949-296-4800, Fax: 949-606-7112
Chief Compliance Officer
RICHARD CAMPBELL
CFO
8605 SANTA MONICA BLVD.
PMB 24128
WEST HOLLYWOOD
CA
United States
Tel:
949-380-6353
Fax:
949-606-7112
R********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PARALLAX CAPITAL FUND, LP | Private Equity Fund | $23.1M | $5.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HALE, JAMES, RICHARD | Individual | – | MANAGING MEMBER | 01/1999 | 50-75% |
| HINRICHSEN, LISA, JOY | Individual | – | MANAGING MEMBER | 01/1999 | 50-75% |
| CAMPBELL, RICHARD, NORMAN | Individual | – | CHIEF COMPLIANCE OFFICER & CHIEF FINANCIAL OFFICER | 05/2008 | < 5% |