LUPIN INVESTMENT CO. LTD.
Adviser information for LUPIN INVESTMENT CO. LTD. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118799 |
|---|---|
| SEC ERA File Number | 802-118799 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 308987 |
| Legal Entity Identifier | None |
Principal Office
UGLAND HOUSE121 SOUTH CHURCH STREET
GEORGE TOWN, GRAND CAYMAN
Cayman Islands
Monday - Friday, 9AM TO 6PM
Tel: +852 3468 7456, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| LC PARTNERS FUND I GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LC PARTNERS FUND II GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LUPIN (HONG KONG) INVESTMENT ADVISORY COMPANY LIMITED | Other investment adviser, including financial planners |
| LUPIN CAPITAL FUND I GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LUPIN CAPITAL FUND II GP LTD. | Sponsor, GP, manager of pooled investment vehicles |
| LUPIN CONSULTING (BEIJING) LIMITED | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LC PARTNERS FUND I, L.P. | Private Equity Fund | $95.0M | $0.0M | 5 |
| LC PARTNERS FUND II, L.P. | Private Equity Fund | $16.0M | $0.0M | 2 |
| LUPIN CAPITAL FUND I, L.P. | Private Equity Fund | $59.0M | $0.0M | 17 |
| LUPIN CAPITAL FUND II, L.P. | Private Equity Fund | $184.0M | $0.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LENG, XUESONG | Individual | – | DIRECTOR | 11/2014 | > 75% |
| Toh, Michelle Siew Hun | Individual | – | DIRECTOR | 01/2024 | < 5% |