BALANCE LEGAL CAPITAL LLP
Adviser information for BALANCE LEGAL CAPITAL LLP last updated from Form ADV on June 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Partnership |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118849 |
|---|---|
| SEC ERA File Number | 802-118849 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309176 |
| Legal Entity Identifier | None |
Principal Office
25 SOUTHAMPTON BUILDINGSLONDON
United Kingdom
Monday - Friday, 9.00 AM - 5.00PM (UK TIME)
Tel: +442035145116, Fax: None
Chief Compliance Officer
OLIVER HAYES
25 SOUTHAMPTON BUILDINGS
LONDON
United Kingdom
Tel:
+442035145116
O***********@**********************M
(Full email address available in API data)
Industry Affiliates
| BALANCE LEGAL CAPITAL (AUSTRALIA) PTY LTD | Sponsor, GP, manager of pooled investment vehicles |
| BLC I CARRY GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLC I CARRY LP | Sponsor, GP, manager of pooled investment vehicles |
| BLC I GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLC II CARRY GP LLP | Sponsor, GP, manager of pooled investment vehicles |
| BLC II CARRY LP | Sponsor, GP, manager of pooled investment vehicles |
| BLC II GP LLP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BALANCE LEGAL CAPITAL FUND I LP | POOLED INVESTMENT FUND | $110.0M | $2.5M | 14 |
| BALANCE LEGAL CAPITAL FUND II LP | POOLED INVESTMENT FUND | $168.3M | $1.3M | 24 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Rothkopf, Robert | Individual | – | MANAGING PARTNER | 08/2015 | 50-75% |
| Hayes, Oliver, David Thomas | Individual | – | PARTNER | 08/2017 | 10-25% |
| Houlker, Jamie, William Malcolm | Individual | – | PARTNER & CHIEF FINANCIAL OFFICER | 08/2018 | < 5% |
| JOLIMONT LIMITED | Foreign Entity | – | PARTNER | 07/2016 | 25-50% |
| Burnett, Simon, Robert | Individual | JOLIMONT LIMITED | DIRECTOR AND SHAREHOLDER | 04/2014 | > 75% |
| Ansbro, Kylie, Marion | Individual | – | PARTNER | 03/2022 | < 5% |