COLD BORE CAPITAL

COLD BORE CAPITAL MANAGEMENT II LLC Legal Name

Adviser information for COLD BORE CAPITAL last updated from Form ADV on March 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation

Identifiers

SEC RIA File Number 802-118852
SEC ERA File Number 802-118852
SEC CIK Numbers None
SEC CRD Numbers 307726
Legal Entity Identifier None

Principal Office

311 SOUTH WACKER DRIVE
SUITE 2640
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 312-600-9645, Fax: None

Chief Compliance Officer

None

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
COLD BORE CAPITAL FUND II (AI) L.P. Private Equity Fund $6.7M $1.0M 7
COLD BORE CAPITAL FUND II L.P. Private Equity Fund $139.3M $1.0M 69

Control Persons

Name Type Entity Title Since Ownership
ZEPEDA, SERGIO, NMN Individual MANAGING MEMBER 01/2020 > 75%
KNEEN, JOHN, WESLEY Individual CHIEF FINANCIAL OFFICER 01/2020 < 5%

No. Employees, Historic

000202020212022202320240 on 5/5/20200 on 3/31/20210 on 5/21/20210 on 3/30/20220 on 5/12/20220 on 3/30/2023