PROTEUS CAPITAL SOLUTIONS
PROTEUS CAPITAL SOLUTIONS, LLC Legal Name
Adviser information for PROTEUS CAPITAL SOLUTIONS last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-118854 |
|---|---|
| SEC ERA File Number | 802-118854 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309274 |
| Legal Entity Identifier | None |
Principal Office
10122 RIVER ROADSUITE 206
POTOMAC
MD
United States
Monday - Friday, 8 AM - 5 PM
Tel: 301-246-3679, Fax: 301-337-7776
Chief Compliance Officer
NoneIndustry Affiliates
| PROTEUS CAPITAL SOLUTIONS I GP, LLC | Sponsor, GP, manager of pooled investment vehicles |
| RSG-IIA TECH PARTNERS, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LEEJ EQUITY PARTNERS, LLC | Private Equity Fund | $1.5M | $0.0M | 7 |
| LEEJ2 EQUITY PARTNERS, LLC | Private Equity Fund | $0.2M | $0.0M | 4 |
| PCS-MOSAIC CO-INVEST L.P. | Private Equity Fund | $26.5M | $0.0M | 10 |
| RSG-IIA TECH HOLDINGS, LLC | Private Equity Fund | $2.0M | $0.0M | 17 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CHAO, PIERRE ALEXANDRE, KUANG HON | Individual | – | MANAGER | 03/2018 | < 5% |
| TDE PROTEUS HOLDINGS LLC | Domestic Entity | – | SOLE MEMBER | 02/2020 | > 75% |
| PIERRE CHAO REVOCABLE TRUST DATED SEPTEMBER 22, 2016 | Domestic Entity | TDE PROTEUS HOLDINGS LLC | SOLE MEMBER | 02/2020 | > 75% |
| CHAO, PIERRE ALEXANDRE, KUANG HON | Individual | PIERRE CHAO REVOCABLE TRUST DATED SEPTEMBER 22, 2016 | TRUSTEE | 02/2020 |