WAHA INVESTMENT PJSC

Adviser information for WAHA INVESTMENT PJSC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Other (specify)
Fiscal Year End	DECEMBER
Legal Location	United Arab Emirates

Employees

Total Number of Employees	0
Investment Advisory/Research	0
Registered Broker-Dealer Representatives	0
Registered State Investment Advisers	0
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	No

Clients

Type	Number	RAUM
Individuals	0	$0
HNW Individuals	0	$0
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0

Services

Advisory Services	–
Compensation	–
Other Business Activities	Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number	802-118912
SEC ERA File Number	802-118912
SEC CIK Numbers	None
SEC CRD Numbers	286370
Legal Entity Identifier	None

Principal Office

ETIHAD TOWERS, TOWER 3, FLOOR 42/43, CORNICHE
ABU DHABI
United Arab Emirates

Monday - Friday, 08.30-18.30

Tel: +971 2 403 9352, Fax: +971 2 667 7383

Websites

www.wahacapital.com/

Chief Compliance Officer

DIANA YOUSSEF

HEAD OF COMPLIANCE

ETIHAD TOWERS, TOWER 3, FLOOR 42/43, CORNICHE

ABU DHABI

United Arab Emirates

Tel: +971 2 403 9352

Fax: +971 2 667 7383

D************@*************E

(Full email address available in API data)

Industry Affiliates

AL WAHA CAPITAL PJSC	Sponsor, GP, manager of pooled investment vehicles
WAHA CAPITAL INVESTMENTS LLC	Broker-dealer, municipal securities dealer, or gov securities broker or dealer

Private Funds

Name	Type	Assets $USD	Min Investment $USD	No. Owners
WAHA EMERGING MARKETS CREDIT FUND SP	Hedge Fund	$669.4M	$0.1M	31
WAHA INVESTMENT MANAGEMENT COMPANY SPC - WAHA MENA EQUITY FUND SP	Hedge Fund	$1,184.2M	$0.1M	38

Control Persons

Name	Type	Entity	Title	Since	Ownership
AL WAHA CAPITAL PJSC	Foreign Entity	–	SHAREHOLDER	07/2009	> 75%
AL NOWAIS, HAZEM, SAEED ALI YOUSEF	Individual	–	DIRECTOR	06/2015	< 5%
Mullan, George, Timothy	Individual	–	CHIEF OPERATING OFFICER	10/2023	< 5%
El Jamal, Mohamed	Individual	–	CHIEF EXECUTIVE OFFICER	06/2020	< 5%
Al Khoori, Khalid	Individual	–	DIRECTOR	02/2021	< 5%
YOUSSEF, DIANA	Individual	–	HEAD OF COMPLIANCE	03/2022	< 5%

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