Hedge Fund Database

OXFORD ASSET MANAGEMENT

OXFORD ASSET MANAGEMENT LLP Legal Name

Adviser information for OXFORD ASSET MANAGEMENT last updated from Form ADV on June 9th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Partnership
Fiscal Year End MARCH
Legal Location United Kingdom

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services –
Compensation –
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-118974
SEC ERA File Number 802-118974
SEC CIK Numbers 1438284
SEC CRD Numbers 136937
Legal Entity Identifier 549300R8D4OMDGDN3L37

Principal Office

OXAM HOUSE
6 GEORGE STREET
OXFORD
United Kingdom
Monday - Friday, 9AM-6PM
Tel: +44 (0) 1865 248 248, Fax: +44 (0) 1865 249 249

Websites

www.oxam.com/ www.linkedin.com/company/oxford-asset-management-llp/about/

Chief Compliance Officer

MARK GARFIELD
CHIEF FINANCIAL OFFICER
OXAM HOUSE
6 GEORGE STREET
OXFORD
United Kingdom
Tel: +44 (0)1865 248 248
Fax: +44 (0) 1865 249 249
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
OXFORD EPILEGO FUND LIMITED Hedge Fund $24.5M $5.0M 3
OXFORD LOGISMOS FUND LIMITED Hedge Fund $181.1M $5.0M 3

Control Persons

Name Type Entity Title Since Ownership
STERN, ANDRE Individual – PARTNER 10/2002 > 75%
LAMPER, DAVID Individual – PARTNER 12/2008 < 5%
TURNER, DAVID Individual – PARTNER 04/2011 < 5%
NEWCOMB, THOMAS Individual – PARTNER 10/2015 < 5%
GARFIELD, MARK, DAVID Individual – CHIEF FINANCIAL OFFICER AND CHIEF COMPLIANCE OFFICER 08/2020 < 5%
EDWARDS, MATTHEW, MING-CHIEN Individual – CONTROL PERSON 08/2020 < 5%
PAULIN, JAMES, KEITH Individual – CONTROL PERSON 12/2021 < 5%
LAKE, PETER, MACHIN Individual – GENERAL COUNSEL 12/2022 < 5%
THE OXFORD ASSET MANAGEMENT COMPANY LIMITED Foreign Entity – PARTNER 01/2006 50-75%
STERN, ANDRE Individual THE OXFORD ASSET MANAGEMENT COMPANY LIMITED OWNER 10/2002 > 75%

No. Employees, Historic

000202020212022202320240 on 5/27/20200 on 6/8/20200 on 7/3/20200 on 7/22/20200 on 8/3/20200 on 8/25/20200 on 12/21/20200 on 6/28/20210 on 6/30/20210 on 3/4/20220 on 6/21/20220 on 6/9/2023

Holdings

From latest 13F, filed August 14th, 2024 for period ending March 31st, 2024
Name Class Value $USD # Shares Private Fund
CAMBRIDGE BANCORP COM 327 5K –
CAPSTAR FINL HLDGS INC COM 366 18K –
CARROLS RESTAURANT GROUP INC COM 532 56K –
CODORUS VY BANCORP INC COM 255 11K –
DASEKE INC COM 344 41K –
EAGLE BULK SHIPPING INC COM 341 5K –
EVERBRIDGE INC COM 904 26K –
FNCB BANCORP INC COM 240 40K –
HIRERIGHT HOLDINGS CORPORATI COM 1K 73K –
LAKELAND BANCORP INC COM 278 23K –
MASONITE INTL CORP COM 1K 8K –
NATIONAL WESTN LIFE GROUP IN CL A 350 711 –
OVERSEAS SHIPHOLDING GROUP I CL A NEW 1K 168K –
SP PLUS CORP COM 353 7K –
STARRETT L S CO CL A 680 43K –
SUMMIT FINL GROUP INC COM 317 12K –
TRANSPHORM INC COM 795 162K –
VIA RENEWABLES INC CL A COM NEW 605 56K –