LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITED
Adviser information for LENDING ARK ASIA SECURED PRIVATE DEBT MANAGEMENT LIMITED last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Cayman Islands |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119033 |
|---|---|
| SEC ERA File Number | 802-119033 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309441 |
| Legal Entity Identifier | None |
Principal Office
UNIT 805, 809ONE PACIFIC PLACE 88 QUEENSWAY
HONG KONG
Hong Kong
Monday - Friday, 9:30 AM TO 5:30 PM
Tel: 85226008888, Fax: 85229189763
Websites
Chief Compliance Officer
CHEUNG MO YIN
HEAD OF COMPLIANCE
18/F, CITIC TOWER
1 TIM MEI AVENUE, CENTRAL
HONG KONG
Hong Kong
Tel:
+852 2600 7731
E*********@*******M
(Full email address available in API data)
Industry Affiliates
| CITIC SECURITIES (HONG KONG) LIMITED | Other investment adviser, including financial planners |
| CITIC SECURITIES BROKERAGE (HK) LIMITED | Insurance company or agency |
| CITIC SECURITIES FUTURES (HK) LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CITIC SECURITIES INTERNATIONAL USA, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA (UK) | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CLSA AMERICAS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CLSA ASSET MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| CLSA AUSTRALIA PTY LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA CAPITAL PARTNERS | Other investment adviser, including financial planners |
| CLSA CAPITAL PARTNERS (JAPAN) KK | Other investment adviser, including financial planners |
| CLSA CAPITAL PARTNERS (SINGAPORE) PTE LTD | Other investment adviser, including financial planners |
| CLSA CAPITAL PARTNERS KOREA LIMITED | Other investment adviser, including financial planners |
| CLSA EUROPE BV | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA EXCHANGE CAPITAL, INC. | Other investment adviser, including financial planners |
| CLSA GLOBAL MARKETS PTE LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA INDIA PRIVATE LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
| CLSA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CLSA LIMITED (SYDNEY BRANCH OFFICE) | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA PHILIPPINES INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA SECURITIES (THAILAND) LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerFutures commission merchant |
| CLSA SECURITIES JAPAN CO., LTD. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA SECURITIES KOREA LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| CLSA SECURITIES MALAYSIA SDN BHD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CLSA SINGAPORE PTE LTD | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| CSI GLOBAL MARKETS LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| GOLDSTONE INVESTMENT CO., LTD. | Other investment adviser, including financial planners |
| LENDING ARK ASIA SECURED PRIVATE DEBT GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| PT CLSA SEKURITAS INDONESIA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LENDING ARK ASIA SECURED PRIVATE DEBT FEEDER FUND I (RN), LP | PRIVATE CREDIT FUND | $22.9M | $0.3M | 3 |
| LENDING ARK ASIA SECURED PRIVATE DEBT FEEDER FUND I (RN2), LP | PRIVATE CREDIT FUND | $67.8M | $0.3M | 3 |
| LENDING ARK ASIA SECURED PRIVATE DEBT FUND I, LP | PRIVATE CREDIT FUND | $98.5M | $0.3M | 11 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HU, BAIFENG | Individual | – | HEAD OF CLSA CAPITAL PARTNERS | 09/2019 | < 5% |
| JIA, WEI | Individual | – | DIRECTOR, CREDIT BUSINESS, STRATEGY & BUSINESS DEVELOPMENT DEPARTMENT | 09/2019 | < 5% |
| LENDING ARK ASIA SECURED PRIVATE DEBT HOLDINGS LIMITED | Foreign Entity | – | SHAREHOLDER | 06/2017 | > 75% |
| PARK, CAROL, LEE | Individual | – | DIRECTOR | 10/2017 | < 5% |
| PARK, GREGORY | Individual | – | DIRECTOR | 10/2017 | < 5% |
| TAN, ERIC, CHUNG KEAT | Individual | – | DIRECTOR | 12/2018 | < 5% |
| FENG, SHU | Individual | – | DIRECTOR | 07/2020 | < 5% |
| CHENG, YIU WA | Individual | – | DIRECTOR | 09/2020 | < 5% |
| HUNG, YING YEUNG | Individual | – | MD - HEAD OF TRANSACTION MANAGEMENT | 01/2021 | < 5% |
| CHIU, KIN KI | Individual | – | OPERATIONS DIRECTOR | 05/2021 | < 5% |
| CHEUNG, MO YIN | Individual | – | HEAD OF COMPLIANCE | 09/2020 | < 5% |
| CHUNG, CHEUK FAN MARCO | Individual | – | HEAD OF LEGAL | 04/2021 | < 5% |
| LIM, FOOI HIN | Individual | – | DIRECTOR | 02/2022 | < 5% |
| CITIC SECURITIES COMPANY LIMITED | Foreign Entity | CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | INDIRECT SHAREHOLDER | 07/2013 | > 75% |
| CITIC SECURITIES INTERNATIONAL COMPANY LIMITED | Foreign Entity | CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | INDIRECT SHAREHOLDER | 07/2013 | > 75% |
| PARK, CAROL, LEE | Individual | LENDING ARK ASIA SECURED PRIVATE DEBT HOLDINGS LIMITED | INDIRECT SHAREHOLDER | 12/2020 | 25-50% |
| PARK, GREGORY | Individual | LENDING ARK ASIA SECURED PRIVATE DEBT HOLDINGS LIMITED | INDIRECT SHAREHOLDER | 12/2020 | 25-50% |
| CITIC SECURITIES CLSA CAPITAL PARTNERS LIMITED | Foreign Entity | LENDING ARK ASIA SECURED PRIVATE DEBT HOLDINGS LIMITED | INDIRECT SHAREHOLDER | 12/2020 | 25-50% |
| CHEUNG, YIU LUN | Individual | – | HEAD OF FINANCE | 07/2023 | < 5% |
| LEUNG, KIU ON ANDREW | Individual | – | ALTERNATE DIRECTOR | 09/2023 | < 5% |