ROBERTS CAPITAL ADVISORS, LLC
Adviser information for ROBERTS CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Delaware, United States |
Employees
Total Number of Employees | 0 |
---|---|
Investment Advisory/Research | 0 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | No |
---|
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
Services
Advisory Services | – |
---|---|
Compensation | – |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
700 17TH ST.STE. 1700
DENVER
CO
United States
Monday - Friday, 9AM - 5PM
Tel: 212.731.4153, Fax: None
Websites
Chief Compliance Officer
MICHAEL ROBERTS
CCO, MANAGING MEMBER
700 17TH ST.
STE. 1700
DENVER
CO
United States
Tel:
212.731.4153
M******@*****************M
(Full email address available in API data)
Industry Affiliates
ROBERTS FUND MANAGEMENT, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|---|---|---|---|
ROBERTS CAPITAL FUND I, LP | Hedge Fund | $95.2M | $1.0M | 41 |
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
ROBERTS, MICHAEL, THOMAS | Individual | – | MANAGING MEMBER, CCO | 04/2013 | > 75% |
No. Employees, Historic
Holdings
From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 420K | 4K | – |
ABBVIE INC | COM | 1M | 6K | – |
ADOBE INC | COM | 986K | 2K | – |
ADVANCED MICRO DEVICES INC | COM | 271K | 2K | – |
AGILENT TECHNOLOGIES INC | COM | 470K | 3K | – |
ALPHABET INC | CAP STK CL C | 3M | 18K | – |
ALPHABET INC | CAP STK CL A | 3M | 18K | – |
AMAZON COM INC | COM | 6M | 31K | – |
AMGEN INC | COM | 397K | 1K | – |
AMPHENOL CORP NEW | CL A | 680K | 6K | – |
APPLE INC | COM | 10M | 56K | – |
APPLIED MATLS INC | COM | 866K | 4K | – |
AUTODESK INC | COM | 758K | 3K | – |
BIOGEN INC | COM | 94K | 438 | – |
BLACKROCK INC | COM | 875K | 1K | – |
BROADCOM INC | COM | 2M | 1K | – |
CDW CORP | COM | 477K | 2K | – |
CADENCE DESIGN SYSTEM INC | COM | 851K | 3K | – |
CHARTER COMMUNICATIONS INC N | CL A | 297K | 1K | – |
CISCO SYS INC | COM | 415K | 8K | – |
CINTAS CORP | COM | 2M | 3K | – |
CLEAN HARBORS INC | COM | 2M | 8K | – |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 438K | 6K | – |
COOPER COS INC | COM | 508K | 5K | – |
COSTCO WHSL CORP NEW | COM | 1M | 2K | – |
DANAHER CORPORATION | COM | 1M | 4K | – |
DISCOVER FINL SVCS | COM | 318K | 2K | – |
EDWARDS LIFESCIENCES CORP | COM | 401K | 4K | – |
META PLATFORMS INC | CL A | 4M | 9K | – |
FEDEX CORP | COM | 916K | 3K | – |
F5 INC | COM | 400K | 2K | – |
GILEAD SCIENCES INC | COM | 214K | 3K | – |
GOLDMAN SACHS GROUP INC | COM | 1M | 3K | – |
HCA HEALTHCARE INC | COM | 622K | 2K | – |
HOLOGIC INC | COM | 473K | 6K | – |
HOME DEPOT INC | COM | 949K | 2K | – |
INTEL CORP | COM | 252K | 6K | – |
IQVIA HLDGS INC | COM | 471K | 2K | – |
JPMORGAN CHASE & CO | COM | 1M | 6K | – |
JEFFERIES FINL GROUP INC | COM | 555K | 13K | – |
JOHNSON & JOHNSON | COM | 455K | 3K | – |
KLA CORP | COM NEW | 858K | 1K | – |
LAM RESEARCH CORP | COM | 1M | 1K | – |
LOWES COS INC | COM | 503K | 2K | – |
MSCI INC | COM | 725K | 1K | – |
MASTERCARD INCORPORATED | CL A | 1M | 3K | – |
MCDONALDS CORP | COM | 992K | 4K | – |
METTLER TOLEDO INTERNATIONAL | COM | 423K | 318 | – |
MICROSOFT CORP | COM | 13M | 30K | – |
MICRON TECHNOLOGY INC | COM | 955K | 8K | – |
MODERNA INC | COM | 114K | 1K | – |
MOODYS CORP | COM | 858K | 2K | – |
MORGAN STANLEY | COM NEW | 947K | 10K | – |
MOTOROLA SOLUTIONS INC | COM NEW | 668K | 2K | – |
NETAPP INC | COM | 589K | 6K | – |
NETFLIX INC | COM | 840K | 1K | – |
NIKE INC | CL B | 577K | 6K | – |
NVIDIA CORPORATION | COM | 6M | 6K | – |
ORACLE CORP | COM | 1M | 9K | – |
PARKER-HANNIFIN CORP | COM | 2M | 3K | – |
POOL CORP | COM | 567K | 1K | – |
PRICE T ROWE GROUP INC | COM | 620K | 5K | – |
QORVO INC | COM | 380K | 3K | – |
QUALCOMM INC | COM | 981K | 6K | – |
REGENERON PHARMACEUTICALS | COM | 241K | 250 | – |
S&P GLOBAL INC | COM | 797K | 2K | – |
SPDR S&P 500 ETF TR | TR UNIT | 985K | 2K | – |
SS&C TECHNOLOGIES HLDGS INC | COM | 757K | 12K | – |
SALESFORCE INC | COM | 982K | 3K | – |
SERVICE CORP INTL | COM | 554K | 7K | – |
SHOPIFY INC | CL A | 650K | 8K | – |
SKYWORKS SOLUTIONS INC | COM | 341K | 3K | – |
SNAP ON INC | COM | 1M | 4K | – |
TARGET CORP | COM | 591K | 3K | – |
TESLA INC | COM | 2M | 10K | – |
TEXAS INSTRS INC | COM | 390K | 2K | – |
THERMO FISHER SCIENTIFIC INC | COM | 1M | 2K | – |
VEEVA SYS INC | CL A COM | 432K | 2K | – |
VERALTO CORP | COM SHS | 119K | 1K | – |
VERTEX PHARMACEUTICALS INC | COM | 240K | 574 | – |
VISA INC | COM CL A | 2M | 6K | – |
WESTERN DIGITAL CORP. | COM | 576K | 8K | – |
WILLIAMS SONOMA INC | COM | 888K | 3K | – |
ZEBRA TECHNOLOGIES CORPORATI | CL A | 253K | 839 | – |
ZOETIS INC | CL A | 727K | 4K | – |
ACCENTURE PLC IRELAND | SHS CLASS A | 851K | 2K | – |
SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 445K | 5K | – |
TE CONNECTIVITY LTD | SHS | 452K | 3K | – |
NXP SEMICONDUCTORS N V | COM | 549K | 2K | – |