ROBERTS CAPITAL ADVISORS, LLC

Adviser information for ROBERTS CAPITAL ADVISORS, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Delaware, United States

Employees

Total Number of Employees 0
Investment Advisory/Research 0
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 0
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios No

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 0 $0
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0

Services

Advisory Services
Compensation
Other Business Activities Commodity pool operator or commodity trading advisor

Identifiers

SEC RIA File Number 802-119119
SEC ERA File Number 802-119119
SEC CIK Numbers 1883719
SEC CRD Numbers 226548
Legal Entity Identifier None

Principal Office

700 17TH ST.
STE. 1700
DENVER
CO
United States
Monday - Friday, 9AM - 5PM
Tel: 212.731.4153, Fax: None

Chief Compliance Officer

MICHAEL ROBERTS
CCO, MANAGING MEMBER
700 17TH ST.
STE. 1700
DENVER
CO
United States
Tel: 212.731.4153
(Full email address available in API data)

Industry Affiliates

ROBERTS FUND MANAGEMENT, LLC Sponsor, GP, manager of pooled investment vehicles

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
ROBERTS CAPITAL FUND I, LP Hedge Fund $95.2M $1.0M 41

Control Persons

Name Type Entity Title Since Ownership
ROBERTS, MICHAEL, THOMAS Individual MANAGING MEMBER, CCO 04/2013 > 75%

No. Employees, Historic

0002020202120222023202420250 on 6/23/20200 on 3/30/20210 on 3/16/20220 on 8/12/20220 on 3/30/20230 on 3/28/2024

Holdings

From latest 13F, filed August 14th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 420K 4K
ABBVIE INC COM 1M 6K
ADOBE INC COM 986K 2K
ADVANCED MICRO DEVICES INC COM 271K 2K
AGILENT TECHNOLOGIES INC COM 470K 3K
ALPHABET INC CAP STK CL C 3M 18K
ALPHABET INC CAP STK CL A 3M 18K
AMAZON COM INC COM 6M 31K
AMGEN INC COM 397K 1K
AMPHENOL CORP NEW CL A 680K 6K
APPLE INC COM 10M 56K
APPLIED MATLS INC COM 866K 4K
AUTODESK INC COM 758K 3K
BIOGEN INC COM 94K 438
BLACKROCK INC COM 875K 1K
BROADCOM INC COM 2M 1K
CDW CORP COM 477K 2K
CADENCE DESIGN SYSTEM INC COM 851K 3K
CHARTER COMMUNICATIONS INC N CL A 297K 1K
CISCO SYS INC COM 415K 8K
CINTAS CORP COM 2M 3K
CLEAN HARBORS INC COM 2M 8K
COGNIZANT TECHNOLOGY SOLUTIO CL A 438K 6K
COOPER COS INC COM 508K 5K
COSTCO WHSL CORP NEW COM 1M 2K
DANAHER CORPORATION COM 1M 4K
DISCOVER FINL SVCS COM 318K 2K
EDWARDS LIFESCIENCES CORP COM 401K 4K
META PLATFORMS INC CL A 4M 9K
FEDEX CORP COM 916K 3K
F5 INC COM 400K 2K
GILEAD SCIENCES INC COM 214K 3K
GOLDMAN SACHS GROUP INC COM 1M 3K
HCA HEALTHCARE INC COM 622K 2K
HOLOGIC INC COM 473K 6K
HOME DEPOT INC COM 949K 2K
INTEL CORP COM 252K 6K
IQVIA HLDGS INC COM 471K 2K
JPMORGAN CHASE & CO COM 1M 6K
JEFFERIES FINL GROUP INC COM 555K 13K
JOHNSON & JOHNSON COM 455K 3K
KLA CORP COM NEW 858K 1K
LAM RESEARCH CORP COM 1M 1K
LOWES COS INC COM 503K 2K
MSCI INC COM 725K 1K
MASTERCARD INCORPORATED CL A 1M 3K
MCDONALDS CORP COM 992K 4K
METTLER TOLEDO INTERNATIONAL COM 423K 318
MICROSOFT CORP COM 13M 30K
MICRON TECHNOLOGY INC COM 955K 8K
MODERNA INC COM 114K 1K
MOODYS CORP COM 858K 2K
MORGAN STANLEY COM NEW 947K 10K
MOTOROLA SOLUTIONS INC COM NEW 668K 2K
NETAPP INC COM 589K 6K
NETFLIX INC COM 840K 1K
NIKE INC CL B 577K 6K
NVIDIA CORPORATION COM 6M 6K
ORACLE CORP COM 1M 9K
PARKER-HANNIFIN CORP COM 2M 3K
POOL CORP COM 567K 1K
PRICE T ROWE GROUP INC COM 620K 5K
QORVO INC COM 380K 3K
QUALCOMM INC COM 981K 6K
REGENERON PHARMACEUTICALS COM 241K 250
S&P GLOBAL INC COM 797K 2K
SPDR S&P 500 ETF TR TR UNIT 985K 2K
SS&C TECHNOLOGIES HLDGS INC COM 757K 12K
SALESFORCE INC COM 982K 3K
SERVICE CORP INTL COM 554K 7K
SHOPIFY INC CL A 650K 8K
SKYWORKS SOLUTIONS INC COM 341K 3K
SNAP ON INC COM 1M 4K
TARGET CORP COM 591K 3K
TESLA INC COM 2M 10K
TEXAS INSTRS INC COM 390K 2K
THERMO FISHER SCIENTIFIC INC COM 1M 2K
VEEVA SYS INC CL A COM 432K 2K
VERALTO CORP COM SHS 119K 1K
VERTEX PHARMACEUTICALS INC COM 240K 574
VISA INC COM CL A 2M 6K
WESTERN DIGITAL CORP. COM 576K 8K
WILLIAMS SONOMA INC COM 888K 3K
ZEBRA TECHNOLOGIES CORPORATI CL A 253K 839
ZOETIS INC CL A 727K 4K
ACCENTURE PLC IRELAND SHS CLASS A 851K 2K
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 445K 5K
TE CONNECTIVITY LTD SHS 452K 3K
NXP SEMICONDUCTORS N V COM 549K 2K