GAP ASSET MANAGEMENT, LLC
Adviser information for GAP ASSET MANAGEMENT, LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Indiana, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119193 |
|---|---|
| SEC ERA File Number | 802-119193 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309925 |
| Legal Entity Identifier | None |
Principal Office
130 SOUTH MAIN STREETSUITE 200
SOUTH BEND
IN
United States
Monday - Friday, 9 AM TO 4 PM ET
Tel: 254-913-0711, Fax: None
Websites
Chief Compliance Officer
NoneIndustry Affiliates
| GRAHAM-ALLEN PARTNERS, LLC | Sponsor or syndicator of limited partnerships |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DATA FOCUS FUND L.P. | Private Equity Fund | $108.9M | $1.0M | 34 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GRAHAM ALLEN PARTNERS | Domestic Entity | – | MEMBER | 04/2020 | < 5% |
| GACP II | Domestic Entity | – | MEMBER | 04/2020 | > 75% |
| GRAHAM, TRACY, D. | Individual | – | MANAGER | 04/2020 | < 5% |
| GRAHAM-ALLEN PARTNERS, LLC | Domestic Entity | GACP II | MEMBER | 04/2020 | > 75% |
| TRACY D. GRAHAM 2008 REVOCABLE TRUST | Domestic Entity | GRAHAM-ALLEN PARTNERS, LLC | MEMBER | 08/2008 |