RED OAK PARTNERS, LLC
Adviser information for RED OAK PARTNERS, LLC last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
40 SE 5TH ST.SUITE 502
BOCA RATON
FL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 212-614-8952, Fax: 646-390-6784
Websites
Chief Compliance Officer
ADRIAN PERTIERRA
CFO
101 MERRIT 7
SUITE 300
NORWALK
CT
United States
Tel:
646-688-3436
Fax:
646-390-6784
A*********@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| RED OAK SG LLC | Private Equity Fund | $0.2M | $0.0M | 6 |
| THE RED OAK FUND, LP | Hedge Fund | $58.9M | $0.5M | 28 |
| THE RED OAK LONG FUND, LP | Hedge Fund | $31.7M | $0.5M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SANDBERG, DAVID | Individual | – | MANAGING MEMBER | 03/2003 | > 75% |
| PERTIERRA, ADRIAN, JUSTIN | Individual | – | CHIEF COMPLIANCE OFFICER | 06/2014 | < 5% |
| PERTIERRA, ADRIAN, JUSTIN | Individual | – | CHIEF FINANCIAL OFFICER | 05/2008 | < 5% |
| SNOW, ANTHONY, YUNG | Individual | – | PRESIDENT/DIRECTOR OF RESEARCH | 06/2012 | < 5% |