ROUNDSHIELD ADVISORS (UK) LIMITED
Adviser information for ROUNDSHIELD ADVISORS (UK) LIMITED last updated from Form ADV on June 29th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | MARCH |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119375 |
|---|---|
| SEC ERA File Number | 802-119375 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310267 |
| Legal Entity Identifier | None |
Principal Office
2 FOUBERT'S PLACE200-206 REGENT STREET
LONDON, LONDON
United Kingdom
Monday - Friday, 09:00-18:00
Tel: 44 203 597 5118, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| ISH NEW BUILD GP, LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| LES BORDES GP, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| ROUNDSHIELD 1 CO-INVEST GP 1, LIMITED | Other investment adviser, including financial planners |
| ROUNDSHIELD FUND I GP, LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| ROUNDSHIELD PARTNERS LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| RS CO-INVEST III GP, LTD | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RS FUND II GP, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RS FUND III GP, LIMITED | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| RS FUND IV GP, LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RS FUND MANAGER, LP | Other investment adviser, including financial planners |
| RS FUND V GP, LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| RS ISH ADVISORS LIMITED | Other investment adviser, including financial planners |
| RS PARTNERS (JERSEY) LIMITED, ST HELIER, GENEVA BRANCH | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BECKMANN, HERBERT, AUGUST | Individual | – | DIRECTOR | 02/2020 | < 5% |
| BENKIRANE, DRISS | Individual | – | CEO | 02/2020 | < 5% |
| RS FUND MANAGER, LP | Foreign Entity | RS PARTNERS (JERSEY) LIMITED | SHAREHOLDER | 02/2020 | > 75% |
| RS PARTNERS (JERSEY) LIMITED | Foreign Entity | – | PARENT COMPANY | 02/2020 | > 75% |
| RS FUND MANAGER LIMITED | Foreign Entity | RS FUND MANAGER, LP | GENERAL PARTNER | 02/2020 | |
| BENKIRANE, DRISS | Individual | RS FUND MANAGER LIMITED | SHAREHOLDER | 02/2020 | 50-75% |
| BENKIRANE, DRISS | Individual | RS FUND MANAGER, LP | MEMBER | 02/2020 | 50-75% |