UNICO INVESTMENT ADVISERS LLC
Adviser information for UNICO INVESTMENT ADVISERS LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119471 |
|---|---|
| SEC ERA File Number | 802-119471 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310259 |
| Legal Entity Identifier | None |
Principal Office
1326 FIFTH AVENUESUITE 800
SEATTLE
WA
United States
Monday - Friday, 9:00 A.M. - 5:00 P.M.
Tel: 206-628-5050, Fax: None
Chief Compliance Officer
MICHAEL SCOTT LEMKER
MANAGER, VICE PRESIDENT
1326 FIFTH AVENUE
SUITE 800
SEATTLE
WA
United States
Tel:
(206) 628-5050
M****@************M
(Full email address available in API data)
Industry Affiliates
| UNICO CORE PLUS PARTNERS GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| UNICO INVESTMENT GROUP LLC | Sponsor or syndicator of limited partnerships |
| UNICO PARTNERS III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| UNICO PROPERTIES LLC | Real estate broker or dealer |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| UCPP CO-INVESTMENT I LP | Real Estate Fund | $3.5M | $5.0M | 2 |
| UCPP CO-INVESTMENT II LP | Real Estate Fund | $2.3M | $0.5M | 6 |
| UNICO PARTNERS III CO-INVESTMENT I LP | Real Estate Fund | $8.4M | $4.8M | 3 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| UNICO INVESTMENT GROUP LLC | Domestic Entity | – | MEMBER | 07/2020 | > 75% |
| UNICO INVESTMENT COMPANY | Domestic Entity | UNICO INVESTMENT GROUP LLC | MEMBER | 06/2006 | 50-75% |
| KUHRAU, QUENTIN, WESLEY | Individual | UNICO INVESTMENT GROUP LLC | CHAIRMAN OF THE BOARD | 01/2019 | |
| HARVEY, HENRY, DARRELL | Individual | UNICO INVESTMENT GROUP LLC | BOARD MEMBER | 05/2012 | |
| TOBIN, HERBERT | Individual | UNICO INVESTMENT GROUP LLC | BOARD MEMBER | 02/2007 | |
| JOHANSEN, DAVID | Individual | UNICO INVESTMENT GROUP LLC | BOARD MEMBER | 02/2007 | |
| PETIT, WILLIAM, D | Individual | UNICO INVESTMENT GROUP LLC | BOARD MEMBER | 02/2007 | |
| GLANCY, JOAN | Individual | UNICO INVESTMENT GROUP LLC | BOARD MEMBER | 03/2016 | |
| JOLICOEUR, COURTNEY | Individual | – | MANAGER, VICE PRESIDENT, CHIEF FINANCIAL OFFICER, SECRETARY | 08/2020 | < 5% |
| KUHRAU, QUENTIN, WESLEY | Individual | – | MANAGER, PRESIDENT | 03/2021 | < 5% |
| Penney, Robert | Individual | – | MANAGER, VICE PRESIDENT | 03/2023 | < 5% |
| Lemker, Michael, Scott | Individual | – | MANAGER, VICE PRESIDENT, CHIEF COMPLIANCE OFFICER | 03/2023 | < 5% |
| Cox, Andrew, Ryan | Individual | – | MANAGER, VICE PRESIDENT | 03/2024 | < 5% |
| Lowen, Daniel, Mark | Individual | – | MANAGER, VICE PRESIDENT | 03/2024 | < 5% |