VALLIANCE ASSET MANAGEMENT LIMITED
Adviser information for VALLIANCE ASSET MANAGEMENT LIMITED last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Principal Office
16/F, 8 QUEEN'S ROADCENTRAL, HONG KONG
Hong Kong
Monday - Friday, 9AM-6PM
Tel: 852 3565 7005, Fax: None
Chief Compliance Officer
LARRI HAROLD BALLIN
CHIEF OPERATING OFFICER
16/F, 8 QUEEN'S ROAD
CENTRAL, HONG KONG
Hong Kong
Tel:
852 3565 7005
L***********@************M
(Full email address available in API data)
Industry Affiliates
| VALLIANCE ASSET MANAGEMENT LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| THE VALLIANCE FUND | Hedge Fund | $485.5M | $5.0M | 58 |
| VALLIANCE LONG SHORT MASTER FUND | Hedge Fund | $26.8M | $5.0M | 1 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Li, Lin | Individual | – | CHIEF INVESTMENT OFFICER | 01/2020 | > 75% |
| Ballin, Larri, Harold | Individual | – | CHIEF COMPLIANCE OFFICER AND CHIEF OPERATING OFFICER | 03/2023 | < 5% |
No. Employees, Historic
Holdings
From latest 13F, filed August 7th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AMPHENOL CORP NEW | CL A | 808K | 12K | – |
| APPLE INC | COM | 5M | 25K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 3M | 3K | – |
| EQUINIX INC | COM | 908K | 1K | – |
| FLEX LTD | ORD | 3M | 90K | – |
| GE VERNOVA INC | COM | 528K | 3K | – |
| IQIYI INC | NOTE 6.500% 3/1 | 29M | – | – |
| LAKESHORE BIOPHARMA CO LTD | *W EXP 03/15/202 | 66K | 750K | – |
| LAM RESEARCH CORP | COM | 3M | 3K | – |
| MICRON TECHNOLOGY INC | COM | 2M | 19K | – |
| MICRON TECHNOLOGY INC | COM | 5M | 39K | – |
| NVIDIA CORPORATION | COM | 4M | 29K | – |
| SNOWFLAKE INC | CL A | 811K | 6K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 4M | 25K | – |
| TRIP COM GROUP LTD | ADS | 4M | 83K | – |