HARRADEN CIRCLE INVESTMENTS, LLC
Adviser information for HARRADEN CIRCLE INVESTMENTS, LLC last updated from Form ADV on March 4th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Principal Office
299 PARK AVENUE21ST FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00AM-5:00PM
Tel: (212) 832-0111, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| GENERAL PARTNER | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| ACCOUNT #002 | Hedge Fund | $2.5M | $0.1M | 2 |
| ACCOUNT #003 | Hedge Fund | $4.2M | $0.1M | 2 |
| ACCOUNT #004 | Hedge Fund | $3.1M | $0.1M | 2 |
| HARRADEN CIRCLE INVESTORS, LP | Hedge Fund | $97.2M | $0.1M | 25 |
| HARRADEN CIRCLE SPECIAL OPPORTUNITIES, LP | Hedge Fund | $6.1M | $0.1M | 4 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Fortmiller Jr, Frederick, Vincent | Individual | – | MANAGING MEMBER | 06/2016 | > 75% |
| ROECK, GEORGE, E. | Individual | – | CHIEF OPERATING AND FINANCIAL OFFICER | 01/2021 | < 5% |