LCM ADVISORY PTY LTD
Adviser information for LCM ADVISORY PTY LTD last updated from Form ADV on November 30th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Australia |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119505 |
|---|---|
| SEC ERA File Number | 802-119505 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310109 |
| Legal Entity Identifier | None |
Principal Office
LEVEL 12, THE CHIFLEY TOWER2 CHIFLEY SQUARE
SYDNEY
Australia
Monday - Friday, 9-5
Tel: 61 2 8098 1390, Fax: None
Websites
Chief Compliance Officer
MARY GANGEMI
181 QUEEN STREET
LONDON
United Kingdom
Tel:
7796128074
M*******@*************M
(Full email address available in API data)
Industry Affiliates
| LCM GLOBAL ALTERNATIVE RETURNS FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| LCM GLOBAL ALTERNATIVE RETURNS FUND II GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| LCM GLOBAL ALTERNATIVE RETURNS FUND II LP | LITIGATION FUND | $16.6M | $0.3M | 12 |
| LCM GLOBAL ALTERNATIVE RETURNS FUND LP | LITIGATION FUND | $81.7M | $0.3M | 13 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Moloney, Patrick, John | Individual | – | CEO | 01/2020 | 5-10% |
| Gangemi, Mary | Individual | – | CFO | 04/2020 | < 5% |
| LITIGATION CAPITAL MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 01/2020 | > 75% |