PROTOCOL ASSET MANAGEMENT (HK) LIMITED
Adviser information for PROTOCOL ASSET MANAGEMENT (HK) LIMITED last updated from Form ADV on March 19th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119525 |
|---|---|
| SEC ERA File Number | 802-119525 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309616 |
| Legal Entity Identifier | 5493001F05QR5VRU5121 |
Principal Office
SUITE 1602, SINO PLAZA255-257 GLOUCESTER ROAD
ADMIRALTY
Hong Kong
Monday - Friday, 9:00 A.M. - 5:00 P.M. (LOCAL TIME)
Tel: 852-6358-5597, Fax: None
Chief Compliance Officer
JESSICA TSOI
OPERATION DIRECTOR
SUITE 1602, SINO PLAZA,
255-257 GLOUCESTER ROAD
ADMIRALTY
Hong Kong
Tel:
852-9831-1680
J***********@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| C BLOCK CAPITAL GROUP LIMITED | Foreign Entity | – | SHAREHOLDER | 11/2018 | > 75% |
| LIN, BING, NMN | Individual | – | CHIEF INVESTMENT OFFICER, MANAGING DIRECTOR | 11/2018 | < 5% |
| LIN, BING, NMN | Individual | C BLOCK CAPITAL GROUP LIMITED | SHAREHOLDER, DIRECTOR | 09/2018 | 25-50% |
| TSOI, TING "JESSICA", NMN | Individual | – | CHIEF COMPLIANCE OFFICER, OPERATION DIRECTOR | 06/2021 | < 5% |
| INCHOI INVESTMENT HOLDING LIMITED | Foreign Entity | C BLOCK CAPITAL GROUP LIMITED | SHAREHOLDER | 02/2024 | 25-50% |
| ZHANG, XIAOYANG | Individual | C BLOCK CAPITAL GROUP LIMITED | SHAREHOLDER | 02/2024 | 25-50% |
| Liu, Jin | Individual | INCHOI INVESTMENT HOLDING LIMITED | DIRECTOR AND SHAREHOLDER | 12/2023 | > 75% |