SPRINGROCK MANAGEMENT
SPRINGROCK MANAGEMENT CO. Legal Name
Adviser information for SPRINGROCK MANAGEMENT last updated from Form ADV on April 1st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119561 |
|---|---|
| SEC ERA File Number | 802-119561 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310447 |
| Legal Entity Identifier | None |
Principal Office
400 FAIRVIEW AVENUE NORTHSUITE 800
SEATTLE
WA
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 206-528-2385, Fax: None
Websites
Chief Compliance Officer
BRADLEY A. BERG
CHIEF FINANCIAL OFFICER
400 FAIRVIEW AVENUE NORTH
SUITE 800
SEATTLE
WA
United States
Tel:
206-528-2385
B****@****************M
(Full email address available in API data)
Industry Affiliates
| WASHINGTON DENTAL SERVICE | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SPRINGROCK VENTURES II, LP | Venture Capital Fund | $32.0M | $3.0M | 8 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BROWN, COLLEEN | Individual | WASHINGTON DENTAL SERVICE | BOARD OF DIRECTORS SECRETARY | 01/2023 | |
| Mitchke, Mark | Individual | WASHINGTON DENTAL SERVICE | BOARD OF DIRECTORS PRESIDENT & CEO | 09/2018 | |
| BERG, BRADLEY, A. | Individual | – | CFO | 06/2020 | < 5% |
| BELL, ERIC | Individual | – | MANAGING DIRECTOR | 06/2020 | < 5% |
| MORBECK, KIRSTEN, SCOTT | Individual | – | MANAGING DIRECTOR | 06/2020 | < 5% |
| WASHINGTON DENTAL SERVICE | Domestic Entity | – | 100% OWNER | 06/2020 | > 75% |
| RUTHERFORD, EVE, MARIE | Individual | WASHINGTON DENTAL SERVICE | BOARD OF DIRECTORS CHAIR | 01/2023 | |
| NELSON, CAROL, KOBUKE | Individual | WASHINGTON DENTAL SERVICE | BOARD OF DIRECTORS VICE CHAIR | 01/2023 | |
| WHITE, MARVIN, L | Individual | WASHINGTON DENTAL SERVICE | BOARD OF DIRECTORS TREASURER | 01/2023 |