SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG
Adviser information for SCHRODER INVESTMENT MANAGEMENT (SWITZERLAND) AG last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Other (specify) |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Switzerland |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
| Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
| SEC RIA File Number | 802-119614 |
|---|---|
| SEC ERA File Number | 802-119614 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 309892 |
| Legal Entity Identifier | 2138009MLGGVHM1KG460 |
Principal Office
CENTRAL 2ZURICH
Switzerland
Monday - Friday, 9AM-5PM
Tel: 41 (0) 800 844 448, Fax: None
Chief Compliance Officer
NoneIndustry Affiliates
| SCHRODER INVESTMENT MANAGEMENT (EUROPE) S.A. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
| SCHRODER INVESTMENT MANAGEMENT NORTH AMERICA LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
| SCHRODERS CAPITAL MANAGEMENT (US) INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SCHRODERS CAPITAL ALL-ILS MASTER FUND I LIMITED | INSURANCE LINKED SECURITIES FUND | $349.8M | $0.1M | 27 |
| SCHRODERS CAPITAL CODA MASTER FUND LIMITED | INSURANCE LINKED SECURITIES FUND | $102.4M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHRODER INTERNATIONAL HOLDINGS LIMITED | Foreign Entity | – | OWNER | 06/2008 | > 75% |
| SCHRODER ADMINISTRATION LIMITED | Foreign Entity | SCHRODER INTERNATIONAL HOLDINGS LIMITED | OWNER | 06/2004 | > 75% |
| SCHRODERS PLC | Foreign Entity | SCHRODER ADMINISTRATION LIMITED | OWNER | 01/2004 | > 75% |
| Vogt, Marcel | Individual | – | CHIEF OPERATING OFFICER | 04/2018 | < 5% |
| GRUNIG, DANIEL, MAX | Individual | – | GENERAL COUNSEL | 11/2013 | < 5% |
| FRISCHKNECHT, STEFAN | Individual | – | DEPUTY CHIEF EXECUTIVE OFFICER | 06/2008 | < 5% |
| SZENBERG, KARINE | Individual | – | CHAIRMAN OF THE BOARD | 03/2019 | < 5% |
| LEDERMANN, SERGE, HENRI | Individual | – | VICE CHAIRMAN OF THE BOARD | 12/2016 | < 5% |
| MARKWALDER, ANDREAS, ALBERT | Individual | – | MEMBER OF THE BOARD AND CHIEF EXECUTIVE OFFICER | 12/2016 | < 5% |
| FLURY, BENNO | Individual | – | MEMBER OF THE BOARD | 12/2003 | < 5% |
| LOHMANN, DIRK, HANS KLAUS | Individual | – | MEMBER OF THE BOARD | 09/2013 | < 5% |
| OLUPITAN, OLUREMI, TOLULOPE | Individual | – | MEMBER OF THE BOARD | 12/2020 | < 5% |
| DILLINGER, DIRK, NMN | Individual | – | HEAD OF FINANCE | 03/2023 | < 5% |