PAULS REAL ESTATE OPPORTUNITIES RIA, LLC
Adviser information for PAULS REAL ESTATE OPPORTUNITIES RIA, LLC last updated from Form ADV on March 31st, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Colorado, United States |
Employees
| Total Number of Employees | 0 |
|---|---|
| Investment Advisory/Research | 0 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | No |
|---|
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | – |
|---|---|
| Compensation | – |
Identifiers
| SEC RIA File Number | 802-119644 |
|---|---|
| SEC ERA File Number | 802-119644 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 159959 |
| Legal Entity Identifier | None |
Principal Office
100 SAINT PAUL STREETSUITE 300
DENVER
CO
United States
Monday - Friday, 8AM-5PM
Tel: 303-371-9000, Fax: 303-371-1465
Chief Compliance Officer
BRIAN D. PAULS
PRESIDENT
100 SAINT PAUL ST.
SUITE 300
DENVER
CO
United States
Tel:
303-371-9000
Fax:
303-371-1465
B*****@************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| AMERICAN WORKFORCE HOUSING, L.P. | Real Estate Fund | $86.7M | $1.0M | 32 |
| GATEWAY BUSINESS PARK , LLC | Real Estate Fund | $35.2M | $1.0M | 2 |
| GREAT LAKES BUSINESS PARK, LLC | Real Estate Fund | $1.0M | $1.0M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAULSCORP, LLC | Domestic Entity | – | SOLE MEMBER AND MANAGER | 01/2016 | > 75% |
| PAULS, BRIAN, DANIEL | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 02/2015 | < 5% |
| PAULS CAPITAL, LLC | Domestic Entity | PAULSCORP, LLC | MEMBER | 01/2016 | 50-75% |
| MEDALLION ENTERPRISES, LLC | Domestic Entity | PAULSCORP, LLC | MEMBER | 01/2016 | 25-50% |
| Pauls, William, Bernard | Individual | PAULS CAPITAL, LLC | MEMBER | 01/2016 | 50-75% |
| SAEMAN, JOHN, VICTOR | Individual | MEDALLION ENTERPRISES, LLC | MEMBER | 01/2016 | 25-50% |